Unregistered Sales of Equity Securities and Use of Proceeds.
−Removed: Recent Sales of Unregistered Equity Securities
−Removed: On March 16, 2020 , in connection with the closing of our initial public offering of our common stock , or IPO, all of our outstanding shares of preferred stock were converted into an aggregate of 11,172,955 shares of common stock.
−Removed: The conversio n of preferred stock into common stock occurred in accordance with the terms of our certificate of incorporation and did not constitute a sale for purposes of the Securities Act .
Use of Proceeds from Initial Public Offering
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None of the underwriting discounts and commissions or offering expenses were paid directly or indirectly to any directors or officers of ours or their associates or to persons owning 10% or more of any class of equity securities or to any affiliates of ours.
−Removed: We had not used any of the net proceeds from the IPO as of March 31, 2020, as we have continued to fund operations from proceeds received through our preferred stock financings.
+Added: We had not used any of the net proceeds from the IPO as of June 30, 2020, as we have continued to fund operations from proceeds received through our preferred stock financings.
We have invested the unused net proceeds from the offering in money market accounts.
There has been no material change in our planned use of the net proceeds from our IPO as described in our final prospectus filed pursuant to Rule 424(b)(4) under the Securities Act with the SEC on March 12, 2020.
−Removed: Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on March 16, 2020).
−Removed: Amended and Restated Bylaws of the Registrant (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on March 16, 2020).
−Removed: 2020 Equity Incentive Plan (incorporated by reference to Exhibit 10.4 to Amendment No.
−Removed: 1 to the Registrant’s Registration Statement on Form S-1, filed with the Securities and Exchange Commission on March 3, 2020).
−Removed: 2020 Employee Stock Purchase Plan (incorporated by reference to Exhibit 10.6 to Amendment No.
−Removed: 1 to the Registrant’s Registration Statement on Form S-1, filed with the Securities and Exchange Commission on March 3, 2020).
−Removed: Form of Stock Option Agreement under 2020 Equity Incentive Plan (incorporated by reference to Exhibit 10.5 to the Registrant’s Registration Statement on Form S-1, filed with the Securities and Exchange Commission on February 14, 2020).
−Removed: Form of Restricted Stock Unit Agreement under 2020 Equity Incentive Plan (incorporated by reference to Exhibit 10.14 to the Registrant’s Registration Statement on Form S-1, filed with the Securities and Exchange Commission on February 14, 2020).
−Removed: Form of Indemnification Agreement to be entered into between the Registrant and each of its directors and executive officers (incorporated by reference to Exhibit 10.12 to the Registrant’s Registration Statement on Form S-1, filed with the Securities and Exchange Commission on February 14, 2020).
+Added: Separation and Release of Claims Agreement, dated as of May 1, 2020, by and between the Registrant and Willem H.
+Added: Scheele, M.D.
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
XBRL Taxonomy Extension Presentation Linkbase Document
−Removed: Filed herewith.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: August 14, 2020
Ballal, Ph.D.
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Director (Principal Executive Officer)
+Added: August 14, 2020
/s/ Michael P.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.