Item 5. Other Information
ITEM 5. OTHER INFORMATION
Rule 10b5-1 Trading Arrangement
During the nine months ended September 30, 2024,
no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1
trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
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ITEM 6. EXHIBITS
(a) Exhibits required by Item 601
of Regulation S-K.
Exhibits
Description
4.1
Form of Warrant (as filed with the SEC on Form 8-K as Exhibit 4.4 on October 22, 2024)
4.2
Form of August Warrant (as filed with the SEC on Form 8-K as Exhibit 4.1 on October 22, 2024)
4.3
For of Warrant (as filed with the SEC on Form 8-K as Exhibit 4.1 on August 26, 2024)
10.1
Form of August Purchase Agreement (as filed with the SEC on Form 8-K as Exhibit 10.1 on October 22, 2024)
10.2
Form of August Registration Rights Agreement (as filed with the SEC on Form 8-K as Exhibit 10.3 on October 22, 2024)
10.3
Form of August Note (as filed with the SEC on Form 8-K as Exhibit 10.2 on October 22, 2024)
10.4
Form of the Purchase Agreement (as filed with the SEC on Form 8-K as Exhibit 10.10 on October 22, 2024)
10.5
Form of the Note (as filed with the SEC on Form 8-K as Exhibit 10.11 on October 22, 2024)
10.6
Form of the Subscription Agreement(as filed with the SEC on Form 8-K as Exhibit 10.2 on October 22, 2024)
10.7
Form of the Purchase Agreement (as filed with the SEC on Form 8-K as Exhibit 10.1 on August 26, 2024)
10.8
Form of the Note (as filed with the SEC on Form 8-K as Exhibit 10.2 on August 26, 2024)
31.1
Certification of CEO and Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
31.2
Certification of CFO and Principal Financial and Accounting Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
32.1
Certification of CEO and Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**
32.2
Certification of CFO and Principal Financial and Accounting Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - Filed herewith electronically**
101
XBRL Exhibits
* Filed herewith
** Furnished herewith
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SIGNATURES
Pursuant to the requirements of
the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
SPLASH BEVERAE GROUP, INC.
Date: November 15, 2024
By:
/s/ Robert Nistico
Robert Nistico, Chairman and CEO
(Principal Executive Officer)
Date: November 15, 2024
By:
/s/ Julius Ivancsits
Julius Ivancsits, CFO
(Principal Accounting Officer and Principal Financial Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.