1 unchanged sentence
Rule 10b5-1 Trading Arrangement
−Removed: During the six months ended June 30, 2024, no
−Removed: director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading
−Removed: arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the nine months ended September 30, 2024,
+Added: no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1
+Added: trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
(a) Exhibits required by Item 601
of Regulation S-K.
−Removed: Form of Warrant (incorporated by reference herein to Exhibit 4.1 filed with Form 8-K filed with the SEC on May 7, 2024)
−Removed: Form of the Purchase Agreement (incorporated by reference herein to Exhibit 10.1 filed with Form 8-K filed with the SEC on May 7, 2024)
−Removed: Form of the Note (incorporated by reference herein to Exhibit 10.2 filed with Form 8-K filed with the SEC on May 7, 2024)
−Removed: Form of the Registration Rights Agreement (incorporated by reference herein to Exhibit 10.3 filed with Form 8-K filed with the SEC on May 7, 2024)
+Added: Form of Warrant (as filed with the SEC on Form 8-K as Exhibit 4.4 on October 22, 2024)
+Added: Form of August Warrant (as filed with the SEC on Form 8-K as Exhibit 4.1 on October 22, 2024)
+Added: For of Warrant (as filed with the SEC on Form 8-K as Exhibit 4.1 on August 26, 2024)
+Added: Form of August Purchase Agreement (as filed with the SEC on Form 8-K as Exhibit 10.1 on October 22, 2024)
+Added: Form of August Registration Rights Agreement (as filed with the SEC on Form 8-K as Exhibit 10.3 on October 22, 2024)
+Added: Form of August Note (as filed with the SEC on Form 8-K as Exhibit 10.2 on October 22, 2024)
+Added: Form of the Purchase Agreement (as filed with the SEC on Form 8-K as Exhibit 10.10 on October 22, 2024)
+Added: Form of the Note (as filed with the SEC on Form 8-K as Exhibit 10.11 on October 22, 2024)
+Added: Form of the Subscription Agreement(as filed with the SEC on Form 8-K as Exhibit 10.2 on October 22, 2024)
+Added: Form of the Purchase Agreement (as filed with the SEC on Form 8-K as Exhibit 10.1 on August 26, 2024)
+Added: Form of the Note (as filed with the SEC on Form 8-K as Exhibit 10.2 on August 26, 2024)
Certification of CEO and Principal Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a)*
9 unchanged sentences
SPLASH BEVERAE GROUP, INC.
−Removed: August 14, 2024
+Added: November 15, 2024
+Added: /s/ Robert Nistico
Robert Nistico, Chairman and CEO
(Principal Executive Officer)
−Removed: August 14, 2024
+Added: November 15, 2024
+Added: /s/ Julius Ivancsits
Julius Ivancsits, CFO
−Removed: (Principal Accounting Officer and Principal Financial
+Added: (Principal Accounting Officer and Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.