Other Information
−Removed: On January 6, 2021, the Company notified
−Removed: Nasdaq that effective January 1, 2021, Helge Kristensen, a current director of the Company and a member of the audit committee of
−Removed: the Company’s board of directors, may no longer be considered an independent director, as such term is defined in Nasdaq Listing
−Removed: Rule 5605(a)(2).
−Removed: On January 14, 2021, the Company received a letter from Nasdaq confirming that the Company is not in compliance
−Removed: with Nasdaq’s independent director and audit committee requirements as set forth in Nasdaq Listing Rule 5605 and that consistent
−Removed: with Nasdaq Listing Rules 5605(b)(1)(A) and 5605(c)(4), Nasdaq provided the Company a “cure period”
−Removed: regain compliance until the earlier of (i) the Company’s next annual stockholders’
−Removed: meeting or (ii) January 1,
−Removed: or if the next annual stockholders’
−Removed: meeting is held before June 30, 2021, then the Company must evidence compliance with
−Removed: such rule no later than June 30, 2021.
−Removed: Nasdaq also informed the Company that if it does not regain compliance with both of the
−Removed: Nasdaq Independence Requirements, within the applicable “cure period,”
−Removed: Nasdaq will provide written notification to the Company
−Removed: that its securities will be delisted from Nasdaq.
−Removed: On April 19, 2021, as a result of the Company’s
−Removed: appointment of Robert Tobias to the audit committee effective as of March 14, 2021, Nasdaq notified the Company that it determined
−Removed: that the Company regained compliance with Nasdaq’s audit committee requirements and the matter was closed.
−Removed: On May 12, 2021, as a
−Removed: result of the Company’s appointment of Wendy Wilson to the Company’s board of directors effective as of May 6, 2021, Nasdaq
−Removed: notified the Company that it determined that the Company regained compliance with Nasdaq’s independent director requirements and
−Removed: the matter was closed.
−Removed: Certification of Principal
−Removed: Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Certification of Principal
−Removed: Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Certification of Principal
−Removed: Executive Officer Pursuant to 18 U.S.C.
+Added: Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Executive Officer Pursuant to 18 U.S.C.
Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Certification of Principal
−Removed: Financial Officer Pursuant to 18 U.S.C.
+Added: Certification of Principal Financial Officer Pursuant to 18 U.S.C.
Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: XBRL Instance Document
−Removed: XBRL Schema Document
−Removed: XBRL Calculation Linkbase Document
−Removed: XBRL Definition Linkbase Document
−Removed: XBRL Label Linkbase Document
−Removed: XBRL Presentation Linkbase Document
−Removed: In accordance with SEC Release 33-8238, Exhibits
−Removed: 32.1 and 32.2 are being furnished and not filed.
−Removed: Pursuant to the requirements of the Securities
−Removed: Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: Summit Wireless
−Removed: Technologies, Inc.
+Added: Interactive Data Files (embedded within the Inline XBRL document)
+Added: Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
+Added: In accordance with SEC Release 33-8238, Exhibits 32.1 and 32.2 are being furnished and not filed.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
+Added: Summit Wireless Technologies, Inc.
+Added: August 10, 2021
+Added: /s/ Brett Moyer
Chief Executive Officer
(Duly Authorized Officer and Principal Executive Officer)
+Added: August 10, 2021
+Added: /s/ George Oliva
Principal Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.