Item 5. Other Information
ITEM
5 - OTHER INFORMATION
None.
ITEM
6 - EXHIBITS
Exhibit
Number
Exhibit
Description
10.1
Securities
Purchase Agreement, by and among, Sharing Services Global Corporation, and Decentralized Sharing Systems, Inc., dated April 5, 2021
(incorporated by reference to exhibit 1.1 to Form 8-K, filed with the Commission on April 9, 2021
10.2
Convertible
Promissory Note, dated April 5, 2021 (incorporated by reference to exhibit 10.2 to Form 8-K filed with Commission on April 9, 2021)
10.3
Stock
Purchase Agreement between Proof Authentication Corporation and Document Security Systems, Inc. dated May 7, 2021 Relating to the
Purchase and Sale of 100% of the Shares of DSS Digital Inc. (incorporated by reference to Exhibit 1.1 to Form 8-K filed with the
Commission on May 11, 2021)
10.4
Underwriting
Agreement between Document Security Systems, Inc. and Aegis Capital Corp. (incorporated by reference to Form 8-K filed with the Commission
on June 17, 2021)
31.1
Rule
13a-14(a)/15d-14(a) Certification of Chief Executive Officer.*
31.2
Rule
13a-14(a)/15d-14(a) Certification of Principal Financial Officer. *
32.1
Certification
of Chief Executive Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002.*
32.2
Certification
of Principal Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002.*
101.INS
XBRL
Instance Document*
101.SCH
XBRL
Taxonomy Extension Schema Document*
101.CAL
XBRL
Taxonomy Extension Calculation Linkbase Document*
101.DEF
XBRL
Taxonomy Extension Definition Linkbase Document*
101.LAB
XBRL
Taxonomy Extension Label Linkbase Document*
101.PRE
XBRL
Taxonomy Extension Presentation Linkbase Document*
*Filed
herewith.
32
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
DOCUMENT
SECURITY SYSTEMS, INC.
August
23, 2021
By:
/s/
Frank D. Heuszel
Frank
D. Heuszel
Chief
Executive Officer
(Principal
Executive Officer)
August
23, 2021
By:
/s/
Todd D. Macko
Todd
D. Macko
Interim
Chief Financial Officer
33
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.