Unregistered Sales of Equity Securities and Use of Proceeds
−Removed: We did not sell any equity securities during the quarter ended July 30, 2023, which were not registered under the Securities Act.
−Removed: The following table contains information of shares acquired from employees in lieu of amounts required to satisfy minimum tax withholding requirements upon the vesting of the employees’ restricted stock during the three months ended July 30, 2023.
+Added: We did not sell any equity securities during the quarter ended October 29, 2023, which were not registered under the Securities Act.
+Added: The following table contains information of shares acquired from employees in lieu of amounts required to satisfy minimum tax withholding requirements upon the vesting of the employees’ restricted stock during the three months ended October 29, 2023.
Approximate dollar
8 unchanged sentences
plans or programs
−Removed: May 1, 2023 - May 28, 2023
−Removed: May 29, 2023 - July 2, 2023
−Removed: July 3, 2023 - July 30, 2023
+Added: July 31, 2023 - August 27, 2023
+Added: August 28, 2023 - October 1, 2023
+Added: October 2, 2023 - October 29, 2023
EXHIBIT INDEX
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities and Exchange Act, as amended.*
−Removed: Certification of Chief Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities and Exchange Act of 1934, as amended.*
+Added: Certification of Interim Chief Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities and Exchange Act of 1934, as amended.*
Certification of Chief Executive Officer pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*
−Removed: Certification of Chief Financial Officer pursuant to 18 U.S.C.
+Added: Certification of Interim Chief Financial Officer pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*
5 unchanged sentences
XBRL Taxonomy Extension Presentation Linkbase Document**
−Removed: The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended July 30, 2023 has been formatted in Inline XBRL (Inline Extensible Business Reporting Language and contained in Exhibits 101).
+Added: The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended October 29, 2023 has been formatted in Inline XBRL (Inline Extensible Business Reporting Language and contained in Exhibits 101).
Filed herewith
1 unchanged sentence
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: September 1, 2023
+Added: December 1, 2023
DULUTH HOLDINGS INC.
(Registrant)
−Removed: /s/ David Loretta
−Removed: David Loretta
−Removed: Senior Vice President and Chief Financial Officer
−Removed: (On behalf of the Registrant and as Principal Financial Officer)
/s/ Michael Murphy
Michael Murphy
−Removed: Vice President and Chief Accounting Officer
−Removed: (On behalf of the Registrant and as Principal Accounting Officer)
+Added: Vice President, Chief Accounting Officer and Interim Chief Financial Officer
+Added: (On behalf of the Registrant and as Principal Financial Officer and Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.