DocGo Inc. 10-Q

Item 5. Other Information (c)Trading Plans In the second quarter of 2023, the following trading plans that are required to be disclosed under Item 408(a) of Regulation S-K were adopted or terminated : Name Title Date Plan Adopted / Terminated Duration of Plan Shares to be Purchased or Sold Intended to Satisfy Rule 10b5-1(c)? Anthony Capone Chief Executive Officer Adopted May 15, 2023 September 1, 2023 to August 1, 2024 Sell 24,000 Yes Lee Bienstock President & Chief Operating Officer Adopted May 17, 2023 August 16, 2023 to July 19, 2024 Sell 20,000 Yes Andre Oberholzer Treasurer & EVP of Capital Markets and Strategy Adopted June 5, 2023 September 4, 2023 to January 31, 2024 Sell 550,000 Yes Ely Tendler Director, General Counsel & Secretary Adopted May 23, 2023 August 22, 2023 to December 31, 2023 Sell 30,000 Yes Item 6. Exhibits Exhibit Number Description 3.1 Second Amended and Restated Certificate of Incorporation of DocGo Inc., dated November 5, 2021 (incorporated by reference to Exhibit 3.1 of DocGo’s Form 8-K, filed with the SEC on November 12, 2021). 3.2 Amended and Restated Bylaws of DocGo Inc. (incorporated by reference to Exhibit 3.2 of DocGo’s Form 8-K, filed with the SEC on November 12, 2021). 10.1* Form of Grant Notice for Restricted Stock Unit Award and Standard Terms and Conditions for Restricted Stock Units under the DocGo Inc. 2021 Stock Incentive Plan (Employee Form) 31.1* Certification of the Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) of the Exchange Act 31.2* Certification of the Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a) of the Exchange Act 32.1** Certification of the Principal Executive Officer pursuant to Rule 13a-14(b) of the Exchange Act and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 200 2 32.2** Certification of the Principal Financial Officer pursuant to Rule 13a-14(b) of the Exchange Act and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101.INS* Inline XBRL Instance Document 101.SCH* Inline XBRL Taxonomy Extension Schema Document 101.CAL* Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF* Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB* Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE* Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). * Filed herewith. ** Furnished herewith. 54 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. DocGo Inc. Date: August 8, 2023 By: /s/ Anthony Capone Anthony Capone Chief Executive Officer Date: August 8, 2023 By: /s/ Norman Rosenberg Norman Rosenberg Chief Financial Officer 55