Other Information
+Added: During the three months ended September 30, 2023, none of the Company’s directors or officers adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933).
Documents filed as part of this report
Description Location
−Removed: 10.3 Extension and Sixth Amending Agreement to Name and Likeness and License Agreement, effective as of June 30, 2023, by and between Leeland & Sig LLC d/b/a Stanley Brothers Brand Company, a Colorado limited liability company, Charlotte's Web, Inc., and Charlotte's Web Holdings, Inc.
+Added: 10.1 Offer Letter from Charlotte’s Web Holdings, Inc.
+Added: to William Morachnick, dated September 12, 2023.
Exhibit 10.1 to the Current Report on Form 8-K (File No.
−Removed: 000-56364) filed with the SEC on July 3, 2023
+Added: 000-56364) filed with the SEC on September 13, 2023
31.1 Certification of Periodic Report by Principal Executive Officer under Section 302 of the Sarbanes-Oxley Act of 2002.
4 unchanged sentences
Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Filed herewith
+Added: Furnished herewith
32.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C.
Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Filed herewith
+Added: Furnished herewith
101.INS Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document Filed herewith
7 unchanged sentences
CHARLOTTE'S WEB HOLDINGS, INC.
−Removed: August 10, 2023 By:
+Added: November 9, 2023 By:
/s/ Jessica Saxton
3 unchanged sentences
Signatures Title Date
−Removed: /s/ Jacques Tortoroli Chief Executive Officer (Principal Executive Officer) August 10, 2023
−Removed: Jacques Tortoroli
−Removed: /s/ Jessica Saxton Chief Financial Officer (Principal Financial and Accounting Officer) August 10, 2023
+Added: /s/ William Morachnick Chief Executive Officer (Principal Executive Officer) November 9, 2023
+Added: William Morachnick
+Added: /s/ Jessica Saxton Chief Financial Officer (Principal Financial Officer) November 9, 2023
Jessica Saxton
+Added: /s/ Sarah Cambridge Chief Accounting Officer (Principal Accounting Officer) November 9, 2023
+Added: Sarah Cambridge
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.