2 unchanged sentences
Securities Trading Plans of Directors and Executive Officers
−Removed: During the three months ended September 30, 2024, no directors or executive officers entered into , modified or terminated , contracts, instructions or written plans for the sale or purchase of the Company’s securities that were intended to satisfy the affirmative defense conditions of Rule 10b5-1 or that constituted non-Rule 10b5-1 trading arrangements (as defined in Item 408(c) of Regulation S-K).
+Added: During the three months ended March 31, 2025, no directors or executive officers entered into , modified or terminated , contracts, instructions or written plans for the sale or purchase of the Company’s securities that were intended to satisfy the affirmative defense conditions of Rule 10b5-1 or that constituted non-Rule 10b5-1 trading arrangements (as defined in Item 408(c) of Regulation S-K).
Certain of our officers or directors have made, and may from time to time make, elections to have shares withheld to cover withholding taxes or pay the exercise price of options, which may be designed to satisfy the affirmative defense conditions of Rule 10b5-1 under the Exchange Act or may constitute non-Rule 10b5–1 trading arrangements (as defined in Item 408(c) of Regulation S-K).
−Removed: The exhibits listed in the Exhibit Index immediately below are filed as part of this Quarterly Report, which Exhibit Index is corporate by reference herein.
+Added: Buggy Appointment
+Added: Effective as of May 6, 2025, Shannon Buggy’s title was changed from Senior Vice President, Global Head of People to Senior Vice President, Global Head of People and Technology.
+Added: In connection with the foregoing, Ms.
+Added: Buggy’s annual base salary increased to $330,000, her annual target bonus opportunity under the Company’s short-term incentive compensation plan increased to 60% of her base salary;
+Added: and her target annual long-term incentive compensation opportunity increased to 75% of her base salary.
+Added: All other terms and conditions of Ms.
+Added: Buggy’s employment remained the same.
+Added: Buggy will also receive a one-time award of restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date, in the amount of $122,500 to be granted during the Company’s next open trading window, expected to commence on or about May 9, 2025.
+Added: The exhibits listed in the Exhibit Index immediately below are filed as part of this Quarterly Report, which Exhibit Index is incorporated by reference herein.
Exhibit Number Exhibit Index
Certificate of Continuance and Articles of Cronos Group Inc.
−Removed: Letter Agreement, dated as of August 23, 2024, by and among Cronos USA Client Services LLC, Cronos Group Inc., and Anna Shlimak.
+Added: (incorporated by reference to Exhibit 3.1 to the Quarterly Report on Form 10-Q of Cronos Group Inc., filed on August 8 , 2024).
+Added: Amended and Restated Executive Employment Agreement, dated March 19, 2025, by and among Cronos USA Client Services LLC ( “ Cr onos USA ” ) , the Company and Anna Shlimak (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K of Cronos Group Inc., filed on March 19, 2025).
+Added: S eparation Agreement, dated March 19, 2025, by and among Cronos USA, the Company and James Holm (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K of Cronos Group Inc., filed on March 19, 2025).
+Added: Letter Agreement by and among Shannon Buggy, Cronos USA and the Company, dated May 6, 2025.
31.1* Certification of the Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
CRONOS GROUP INC.
−Removed: /s/ James Holm
+Added: /s/ Anna Shlimak
Chief Financial Officer
−Removed: November 12, 2024
/s/ Jimmy McGinness
1 unchanged sentence
Vice President, Controller, and Principal Accounting Officer
−Removed: November 12, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.