1 unchanged sentence
Effective January 1, 2010, the Company ceased to qualify as a REIT and, therefore, is not required to make any dividends or other distributions to its stockholders.
−Removed: However, the Company’s board of directors has the power to decide to increase, reduce, or eliminate dividends in the future.
−Removed: The Company’s board of directors’
−Removed: decision will depend on a variety of factors, including business, financial, and regulatory considerations as well as any limitations under Maryland law or imposed by any agreements governing indebtedness of the Company.
+Added: However, the Company’s board of directors has the power to decide to increase, reduce, or eliminate dividends in the future.
+Added: The Company’s board of directors’ decision will depend on a variety of factors, including business, financial, and regulatory considerations as well as any limitations under Maryland law or imposed by any agreements governing indebtedness of the Company.
There can be no assurances that such dividends will be maintained or increased and, if maintained or increased, will not subsequently be discontinued.
5 unchanged sentences
Issuer Purchases of Equity Securities
−Removed: Section 382 Rights Agreement, dated as of March 10, 2020, between Cohen & Company Inc.
−Removed: and Computershare Inc.
−Removed: (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed with the SEC on March 10, 2020)
−Removed: Note Purchase Agreement, dated as of January 31, 2020, by and among Cohen & Company, LLC, JKD Capital Partners I LTD and RN Capital Solutions LLC (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on January 31, 2020).
−Removed: Senior Promissory Note, dated January 31, 2020, issued by Cohen & Company, LLC to JKD Capital Partners I LTD in the aggregate principal amount of $2,250,000 (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed with the SEC on January 31, 2020).
−Removed: Senior Promissory Note, dated January 31, 2020, issued by Cohen & Company, LLC to RN Capital Solutions LLC in the aggregate principal amount of $2,250,000 (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed with the SEC on January 31, 2020).
Cohen & Company Inc.
−Removed: Non-Qualified Deferred Compensation Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on February 12, 2020).
−Removed: Cohen & Company Inc.
−Removed: 2020 Long-Term Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on April 7, 2020).
−Removed: Small Business Association Note, dated May 4, 2020, issued by Cohen & Company, LLC to Fifth Third Bank, National Association, in the aggregate principal amount of $2,165,600 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on May 7, 2020).
+Added: 2020 Long-Term Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on April 7, 2020).
+Added: Small Business Association Note, dated May 4, 2020, issued by Cohen & Company, LLC to Fifth Third Bank, National Association, in the aggregate principal amount of $2,165,600 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on May 7, 2020).
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, as amended.*
3 unchanged sentences
Interactive data files pursuant to Rule 405 of Regulation S-T:
−Removed: (i) the Consolidated Balance Sheets at March 31, 2020 and December 31, 2019, (ii) the Consolidated Statements of Operations and Comprehensive Income (Loss) for the Three Months Ended March 31, 2020 and 2019, (iii) the Consolidated Statements of Changes in Equity for the Three Months Ended March 31, 2020 and 2019, (iv) the Consolidated Statements of Cash Flows for the Three Months Ended March 31, 2020 and 2019, and (v) Notes to Consolidated Financial Statements.**
+Added: (i) the Consolidated Balance Sheets at June 30, 2020 and December 31, 2019 , (ii) the Consolidated Statements of Operations and Comprehensive Income (Loss) for the Three and Six Months Ended June 30, 2020 and 2019 , (iii) the Consolidated Statements of Changes in Equity for the Six Months Ended June 30, 2020 and 2019 , (iv) the Consolidated Statements of Cash Flows for the Six Months Ended June 30, 2020 and 2019 , and (v) Notes to Consolidated Financial Statements.**
Filed herewith.
3 unchanged sentences
/s/ LESTER R.
+Added: August 7, 2020
Chief Executive Officer
1 unchanged sentence
/s/ JOSEPH W.
+Added: August 7, 2020
Executive Vice President, Chief Financial Officer, and Treasurer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.