OTHER INFORMATION
−Removed: During the three months ended September 30, 2023, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Citizens, Inc.
−Removed: securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.” Additionally, Citizens did not adopt or terminate any Rule 10b5-1 trading arrangement during the three months ended September 30, 2023.
−Removed: September 30, 2023 | 10-Q 66
−Removed: CITIZENS, INC.
+Added: During the three months ended March 31, 2024, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Citizens, Inc.
+Added: securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.” Additionally, Citizens did not adopt or terminate any Rule 10b5-1 trading arrangement during the three months ended March 31, 2024.
The following exhibits are filed herewith:
Restated and Amended Articles of Incorporation dated March 4, 2004 (incorporated herein by reference to Exhibit 3.1 to the Registrant's Annual Report on Form 10-K for the Year Ended December 31, 2003, filed on March 15, 2004)
−Removed: Amended and Restated Bylaws dated February 6, 2021 (incorporated herein by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K, filed on February 9, 2021)
−Removed: F orm of Executive Change in Leadership Agreement entered into on November 3 , 2023, by and between the Company and each of the following Named Executive Officers:
−Removed: Conklin, Sheryl Kinlaw, Robert M.
−Removed: Mauldin III and Harvey J.L.
+Added: Amended and Restated Bylaws dated June 2, 2021 (incorporated herein by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K, filed on June 7, 2021)
+Added: Executive Employment Agreement, effective March 18, 2024, by and between the Company and Jon Stenberg (incorporated herein by reference to Exhibit 10.1 to the Registrant's Current Report on Form 8-K, filed on March 18, 2024)
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act*
6 unchanged sentences
† Indicates management contract or compensatory plan or arrangement.
−Removed: September 30, 2023 | 10-Q 67
+Added: March 31, 2024 | 10-Q 54
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
1 unchanged sentence
/s/ Gerald W.
−Removed: Chief Executive Officer & President
+Added: Chief Executive Officer
/s/ Jeffery P.
Vice President, Chief Financial Officer, Chief Investment Officer & Treasurer
−Removed: November 6, 2023
−Removed: September 30, 2023 | 10-Q 68
+Added: March 31, 2024 | 10-Q 55
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.