OTHER INFORMATION
+Added: During the three months ended June 30, 2023, none of our directors or officers adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
Exhibits filed with, or incorporated by reference into, this Quarterly Report:
−Removed: 10.1 Form of 2023 Interim CEO Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.1 to the company’s Form 8-K filed on January 3, 2023)
−Removed: 10.2 Form of 2023 Retention Restricted Stock Unit Award Agreement (incorporated by reference to Exhibit 10.2 to the company’s Form 8-K filed on January 3, 2023)
−Removed: 10.3+ Cooperation Agreement, dated January 6, 2023, by and among C.H.
−Removed: Robinson Worldwide, Inc., Ancora Catalyst Institutional, LP, Pacific Point Wealth Advisors, LLC and the other entities and natural persons party thereto (incorporated by reference to Exhibit 10.1 to the company’s Form 8-K filed on January 6, 2023)
−Removed: 10.4*+ Form of 2023 Performance Stock Unit Award Agreement
−Removed: 10.5* F orm of 2023 Restricted Stock Unit Award Agreement
−Removed: 10.6* F orm of 2023 Non-Employee Director Restricted Stock Unit Award Agreement
−Removed: 31.1 Certification of the Interim Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: 10.1 Employment offer letter agreement with David Bozeman dated June 4, 2023 (incorporated by reference to E xhibit 10.1 to the company’s Form 8-K filed on June 6, 2023)
+Added: 31.1 Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2 Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: 32.1 Certification of the Interim Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: 32.1 Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2 Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: 101 Financial statements from the Quarterly Report on Form 10-Q of the company for the period ended March 31, 2023 formatted in Inline XBRL (embedded within the Inline XBRL document)
−Removed: 104 The cover page from the Quarterly Report on Form 10-Q of the company for the period ended March 31, 2023 formatted in Inline XBRL (embedded within the Inline XBRL document)
−Removed: * Filed herewith
−Removed: + Certain schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K.
−Removed: The company agrees to furnish supplementary a copy of any omitted schedule or exhibit to the U.S.
−Removed: Securities and Exchange Commission (the “SEC”) upon request.
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized on April 28, 2023.
+Added: 101 Financial statements from the Quarterly Report on Form 10-Q of the company for the period ended June 30, 2023 formatted in Inline XBRL (embedded within the Inline XBRL document)
+Added: 104 The cover page from the Quarterly Report on Form 10-Q of the company for the period ended June 30, 2023 formatted in Inline XBRL (embedded within the Inline XBRL document)
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized on August 4, 2023.
ROBINSON WORLDWIDE, INC.
−Removed: Interim Chief Executive Officer
+Added: Chief Executive Officer
/s/ Michael P.
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.