20 unchanged sentences
Other Information
−Removed: On February 24, 2020, the Board of Directors of the Company appointed Peter Gaunt as the Company’s Treasurer and principal accounting officer, effective March 31, 2020.
−Removed: Gaunt will succeed Michele Reing, who has acted in these roles on an interim basis since September 23, 2019.
−Removed: Gaunt, 38, joined The Carlyle Group, Inc.
−Removed: as a Principal in Carlyle Global Credit in December 2019.
−Removed: Prior to joining Carlyle, Mr.
−Removed: Gaunt was Corporate Controller at Hercules Capital, where he led the
−Removed: accounting, FP&A, Treasury and Capital Markets teams.
−Removed: Prior to Hercules Capital, Mr.
−Removed: Gaunt was a Senior Manager in Ernst & Young’s Wealth and Asset Management Practice servicing Business Development Companies, Mortgage REITs, Mutual Funds and Private Equity Funds.
−Removed: Gaunt also spent time with Credit Suisse in its Asset Management division.
+Added: On February 22, 2021, the Company and Credit Partners amended and restated the Limited Liability Company Agreement of Credit Fund to, among other amendments:
+Added: (i) extend the Company’s investment period from March 1, 2021 to May 21, 2022;
+Added: and (ii) reduce the capital commitment of each of the Company and Credit Partners from $400 million to $250
+Added: In connection with the foregoing, on February 22, 2021, the Company and Credit Fund entered into an amendment to the Credit Fund Facility to extend the maturity date of the Credit Fund Facility from March 22, 2021 to May 21, 2022.
Directors, Executive Officers and Corporate Governance
22 unchanged sentences
The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously field with the SEC:
+Added: 2.1 C ontribution Agreement , dated November 3, 2020, by and between TCG BDC, Inc.
+Added: and Mi ddle Market Credit Fund II, LLC.
3.1 Articles of Amendment and Restatement (1)
3.2 Articles of Amendment (2)
+Added: 3.3 A rticle s Supplementary of TC G BDC, Inc.
3.4 Amended and Restated Bylaws (3)
2 unchanged sentences
4.2 Description of Registered Securities *
+Added: 4.3 R egistration Rights Agreement, dated as of May 5, 2020, by and between TCG BDC, Inc.
+Added: and Carlyle Investment Management L.L.C.
10.1 Indenture, dated as of June 26, 2015, between Carlyle GMS Finance MM CLO 2015-1 LLC, as issuer, and State Street Bank and Trust Company, as trustee (6)
32 unchanged sentences
and the purchasers party thereto (24)
+Added: 10.20 F ir st Supplement to Master Note Purchase Agreement dated as of December 8, 2020, b y and bet ween TCG BDC, Inc.
+Added: and the purchase rs party thereto (30)
14.1 Code of Ethics for TCG BDC, Inc.
35 unchanged sentences
(25) Incorporated by reference to Exhibit 14.1 to the Company’s Form 10-K filed by the Company on February 26, 2019 (File No.
+Added: (26) Incorporated by reference to Exhibit 14.2 to the Company’s Form 10-K filed by the Company on February 26, 2019 (File No.
+Added: (27) Incorporated by reference to Exhibit 2.1 to the Company’s Form 8-K filed by the Company on November 4, 2020 (File No.
+Added: (28) Incorporated by reference to Exhibit 3.1 to the Company’s Form 10-Q filed by the Company on May 5, 2020 (File No.
+Added: (29) Incorporated by reference to Exhibit 4.1 to the Company’s Form 10-Q filed by the Company on May 5, 2020 (File No.
+Added: (30) Incorporated by reference to Exhibit 10.1 to the Company’s Form 8-K filed by the Company on December 11, 2020 (File No.
(c) Consolidated Financial Statement Schedules
4 unchanged sentences
TCG BDC, INC.
−Removed: February 25, 2020
−Removed: /s/ Linda Pace
−Removed: Director and Chief Executive Officer (principal executive officer)
+Added: February 23, 2021 By /s/ Linda Pace
+Added: Director and Chief Executive Officer
+Added: (principal executive officer)
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
−Removed: February 25, 2020
−Removed: /s/ Linda Pace
−Removed: Director and Chief Executive Officer (principal executive officer)
−Removed: February 25, 2020
−Removed: /s/ Thomas M.
+Added: February 23, 2021 By /s/ Linda Pace
+Added: Director and Chief Executive Officer
+Added: (principal executive officer)
+Added: February 23, 2021 By /s/ Thomas M.
Chief Financial Officer
(principal financial officer)
−Removed: February 25, 2020
−Removed: /s/ Michele Reing
−Removed: Michele Reing
+Added: February 23, 2021 By /s/ Peter Gaunt
(principal accounting officer)
−Removed: February 25, 2020
−Removed: /s/ Nigel D.T.
−Removed: February 25, 2020
−Removed: /s/ Leslie E.
−Removed: February 25, 2020
−Removed: /s/ Eliot P.S.
−Removed: February 25, 2020
+Added: February 23, 2021 By /s/ Nigel D.T.
+Added: February 23, 2021 By /s/ Leslie E.
+Added: February 23, 2021 By /s/ Mark Jenkins
+Added: February 23, 2021 By /s/ John G.
+Added: February 23, 2021 By /s/ William H.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.