CEMTREX INC 10-Q

Item 5. Other Information None. 39 Item 6. Exhibits Exhibit Incorporated by Reference Filed or Furnished Number Exhibit Description Form Filing Date Herewith 2.1 Stock Purchase Agreement, dated December 15, 2015 Form 8-K/A 9/26/2016 2.2 Asset Purchase Agreement, between AIS Tennessee, Inc., Richland Industries, LLC, and Joseph Wheland Form 8-K 2/11/2026 2.3 Share Purchase Agreement, dated November 13, 2025 Form 8-K 11/19/2025 3.1 Certificate of Incorporation filed with the State of Delaware. Form 10-12G 5/22/2008 3.2 Bylaws Form 10-12G 5/22/2008 3.3 Amendment to Certificate of Incorporation Form 10-12G 5/22/2008 3.4 Amendment to Certificate of Incorporation Form 10-12G 5/22/2008 3.5 Amendment to Certificate of Incorporation Form 10-12G 5/22/2008 3.6 Amendment to Certificate of Incorporation Form 10-12G 5/22/2008 3.7 Amendment to Certificate of Incorporation Form 8-K 8/22/2016 3.8 Amendment to Certificate of Incorporation Form 8-K 9/30/2024 3.9 Amendment to Certificate of Incorporation Form 8-K 11/21/2024 3.10 Amendment to Certificate of Incorporation Form 8-K 9/24/2025 3.11 Certificate of Designation of the Series A Preferred Shares Form 8-K 9/10/2009 3.12 Certificate of Designation of the Series 1 Preferred Shares Form 8-K 1/24/2017 3.13 Amendment to Certificate of Incorporation Form 8-K 9/8/2017 3.14 Certificate of Correction to the Certificate of Amendment Form 8-K 6/12/2019 3.15 Amended Certificate of Designation of the Series 1 Preferred Shares Form 8-K 4/1/2020 3.16 Amendment to Certificate of Incorporation Form 10-K 1/5/2021 3.17 Certificate of Correction to the Certificate of Amendment Form 10-Q 5/28/2021 3.18 Amendment to Certificate of Incorporation Form 8-K 1/20/2023 3.19 Amendment to Certificate of Incorporation Form 8-K 8/2/2024 10.20 Amendment to Certificate of Incorporation Form 8-K 9/30/2024 10.21 Amendment to Certificate of Incorporation Form 8-K 11/21/2024 10.22 Amendment to Certificate of Incorporation Form 8-K 9/24/2025 4.1 Form of Subscription Rights Certificate Form S-1 8/29/2016 4.2 Form of Series 1 Preferred Stock Certificate Form S-1/A 11/23/2016 4.3 Form of Series 1 Warrant Form S-1/A 12/7/2016 4.4 Form of Common Stock Purchase Warrant Form 8-K 3/22/2019 4.5 Form of Prefunded Warrant Form 8-K 5/3/2024 4.6 Form of Series A Common Stock Purchase Warrant Form 8-K 5/3/2024 4.7 Form of Series B Common Stock Purchase Warrant Form 8-K 5/3/2024 5.1 Opinion of the Doney Law Firm Form S-1/A 4/30/2024 10.1 Underwriting Agreement, dated May 28, 2025 with Aegis Capital Corp. Form 8-K 5/29/2025 10.2 Securities Purchase Agreement, dated December 11, 2025 Form 8-K 12/11/2025 10.3 Securities Purchase Agreement, dated December 23, 2025 Form 8-K 12/23/2025 10.4 Securities Purchase Agreement, dated January 9, 2026 Form 8-K 1/9/2026 10.5 Sales Agreement between AIS Leasing Company and RI Real Estate, LLC Form 8-K 2/11/2026 21.1 Subsidiaries of the Registrant X 31.1 Certification of Chief Executive Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 31.2 Certification of Interim Chief Financial Officer and Principal Financial Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 32.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002. X 32.2 Certification of Interim Chief Financial Officer and Principal Financial Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002. X 97.1 Clawback Policy Form 10-K 12/29/2025 99.1 Order pursuant to Section 8A of the Securities Act – dated September 30, 2022. Form 8-K 10/4/2022 101.INS Inline XBRL Instance Document X 101.SCH Inline XBRL Taxonomy Extension Schema X 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase X 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase X 101.LAB Inline XBRL Taxonomy Extension Label Linkbase X 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase X 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) X 40 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Cemtrex, Inc. Dated: May 15, 2026 By: /s/ Saagar Govil . Saagar Govil Chairman of the Board, CEO, President and Secretary (Principal Executive Officer) Dated: May 15, 2026 /s/ Paul J. Wyckoff . Paul J. Wyckoff Chief Financial Officer and Principal Financial Officer 41