What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2026-05-15 compared with 2026-02-17 · 48 added, 60 removed, 17 unchanged (86% of the section changed)

Other Information

Stock Purchase Agreement, dated December 15, 2015

Certificate of Incorporation filed with the State of Delaware.

Amendment to Certificate of Incorporation

Certificate of Designation of the Series A Preferred Shares

Purchase Agreement, dated December 15, 2015

Purchase Agreement, between AIS Tennessee, Inc., Richland Industries, LLC, and Joseph Wheland

Purchase Agreement, dated November 13, 2025

of Incorporation filed with the State of Delaware.

to Certificate of Incorporation

of Designation of the Series A Preferred Shares

of Designation of the Series 1 Preferred Shares

to Certificate of Incorporation

of Correction to the Certificate of Amendment

Certificate of Designation of the Series 1 Preferred Shares

Amendment to Certificate of Incorporation

Certificate of Correction to the Certificate of Amendment

Amended Certificate of Designation of the Series 1 Preferred Shares

Amendment to Certificate of Incorporation

Certificate of Correction to the Certificate of Amendment

Amendment to Certificate of Incorporation

Form of Subscription Rights Certificate

Form of Series 1 Preferred Stock Certificate

Form of Series 1 Warrant

Form of Common Stock Purchase Warrant

Form of Prefunded Warrant

Form of Series A Common Stock Purchase Warrant

Form of Series B Common Stock Purchase Warrant

Opinion of the Doney Law Firm

Amendment to Loan Documents Between Advanced Industrial Services, Inc.

and Fulton Bank, N.A.

Asset Purchase agreement between Cemtrex, Inc.

and Saagar Govil, dated November 22, 2022

Asset Purchase agreement between Cemtrex, Inc.

and Saagar Govil, dated November 22, 2022

Simple Agreement for Future Equity (SAFE) between Cemtrex, Inc.

and Saagar Govil, dated November 18, 2022

2020 Equity Compensation Plan

Asset Purchase Agreement, dated as of June 7, 2023

Form of Lock-Up Agreement

Note Purchase Agreement between Cemtrex Inc.

and Streeterville Capital, LLC, dated September 30, 2021

Amendment to Promissory Note between Cemtrex Inc.

and Streeterville Capital, LLC, dated September 14, 2022

Amendment to Promissory Note between Cemtrex Inc.

and Streeterville Capital, LLC, dated August 30, 2023

Form of Underwriting Agreement

Standstill Agreement, dated April 30, 2024

Underwriting Agreement, dated May 28, 2025 with Aegis Capital Corp.

Share Purchase Agreement between Cemtrex, Inc, Karl F.

Kiefer, and Invocon, Inc.

Securities Purchase Agreement, dated December 11, 2025

Securities Purchase Agreement, dated December 23, 2025

Securities Purchase Agreement, dated January 9, 2026

to Certificate of Incorporation

of Correction to the Certificate of Amendment

to Certificate of Incorporation

of Subscription Rights Certificate

of Series 1 Preferred Stock Certificate

of Series 1 Warrant

of Common Stock Purchase Warrant

of Prefunded Warrant

of Series A Common Stock Purchase Warrant

of Series B Common Stock Purchase Warrant

of the Doney Law Firm

Agreement, dated May 28, 2025 with Aegis Capital Corp.

Purchase Agreement, dated December 11, 2025

Purchase Agreement, dated December 23, 2025

Purchase Agreement, dated January 9, 2026

Agreement between AIS Leasing Company and RI Real Estate, LLC

Subsidiaries of the Registrant

Certification of Chief Executive Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification of Interim Chief Financial Officer and Principal Financial Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification of Chief Executive Officer Pursuant to 18 U.S.C.

1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002.

Certification of Interim Chief Financial Officer and Principal Financial Officer Pursuant to 18 U.S.C.

Certification

of Interim Chief Financial Officer and Principal Financial Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted

Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification

of Chief Executive Officer Pursuant to 18 U.S.C.

1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002.

Certification

of Interim Chief Financial Officer and Principal Financial Officer Pursuant to 18 U.S.C.

1350, as adopted pursuant to Section 906

of the Sarbanes-Oxley Act 0f of 2002.

Clawback Policy

Order pursuant to Section 8A of the Securities Act – dated September 30, 2022.

pursuant to Section 8A of the Securities Act – dated September 30, 2022.

XBRL Instance Document

7 unchanged sentences

the undersigned hereunto duly authorized.

February 17, 2026

Saagar Govil .

of the Board, CEO,

and Secretary (Principal Executive Officer)

February 17, 2026

Financial Officer

Principal Financial Officer

Financial Officer and Principal Financial Officer

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information