Other Information
+Added: Our directors and officers may adopt written plans, known as Rule 10b5-1 plans , in which they will contract with a broker to buy or sell our common stock on a periodic basis.
+Added: Under a Rule 10b5-1 plan, a broker executes trades pursuant to parameters established by the director or officer when entering into the plan, without further direction from them.
+Added: On August 11, 2023 , Richard Traynor , our Senior Vice President and General Counsel , adopted a Rule 10b5-1 trading plan.
+Added: The plan provides for the potential sale, on the dates and prices set forth in the plan, of up to 76,070 shares of our common stock from November 14, 2023 through June 28, 2024 .
+Added: The Company previously announced on March 1, 2023, on Form 8-K that it entered into an employment agreement with John E.
+Added: Gallagher III, the Company’s Chief Financial Officer (the “Employment Agreement”), On November 7, 2023, the Company entered into an Amended and Restated Employment Agreement with Mr.
+Added: Gallagher (the “A&R Employment Agreement”), pursuant to which, in addition to the consideration previously disclosed, the Company agreed to pay Mr.
+Added: Gallagher $235,750.00, representing an unpaid annual bonus from a prior employer and to reimburse Mr.
+Added: Gallagher for legal fees and expenses in pursuing the unpaid bonus claim against his prior employer.
+Added: Pursuant to the A&R Employment Agreement, Mr.
+Added: Gallagher agreed to reimburse the Company with any funds recovered from his prior employer up to the amount paid by the Company.
See Exhibit Index.
3 unchanged sentences
Exhibit Filing Date
−Removed: 10.1* Certara - LIBOR Transition Amendment
+Added: 10.1 Amended And Restated Employment Agreement, dated as of November 7, 2023 between Certara, Inc and John Gallagher
31.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
11 unchanged sentences
+ This certification is deemed not filed for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act.
−Removed: Table of Content s
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, duly authorized.
CERTARA, INC.
−Removed: August 9, 2023
+Added: November 8, 2023
/s/ William F.
1 unchanged sentence
(Principal Executive Officer)
−Removed: August 9, 2023
+Added: November 8, 2023
/s/ John Gallagher
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.