5 unchanged sentences
The below prices represent inter-dealer quotations without retail mark-up, markdown or commission and may not necessarily represent actual transactions:
−Removed: Fourth Quarter
−Removed: Third quarter (through December 7, 2023)
+Added: Fiscal 2025 to Date
Second Quarter
1 unchanged sentence
Fourth Quarter
−Removed: Third Quarter
+Added: Third quarter (through December 7, 2023)
Second Quarter
4 unchanged sentences
First Quarter
−Removed: As of May 31, 2024, there were 273 stockholders of record of the New Common Stock and 10 stockholders of record of our non-voting common stock.
+Added: As of September 24, 2024, there were 278 stockholders of record of the New Common Stock and 10 stockholders of record of our non-voting common stock.
This does not include the number of persons whose stock is held in nominee or “street name” accounts through brokers.
6 unchanged sentences
Information about our equity compensation plans in Item 12 of Part III of this Annual Report on Form 10-K is incorporated herein by reference.
+Added: Unregistered Sales of Equity Securities and Use of Proceeds
+Added: On the Effective Date, in connection with the Company’s emergence from voluntary proceedings under Chapter 11 of the United States Bankruptcy Code, the Company issued 18,540,877 shares of common stock, pro rata to each holder of common stock of Capstone Green Energy Corporation.
+Added: The issuance of the shares of common stock was made in reliance upon the exemption from registration under the Securities Act provided by Section 1145 of the United States Bankruptcy Code, as an issuance of shares in exchange for an interest in the debtor represented by the common stock of Capstone Green Energy Corporation.
+Added: The issuance of the shares of common stock was made to holders of common stock of Capstone Green Energy Corporation pursuant to the procedures of The Depository Trust Company and the Company’s transfer agent.
Issuer Purchases of Equity Securities
−Removed: There were no repurchases of shares of the Old Common Stock made during Fiscal 2023, except for shares of Old Common Stock automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.
−Removed: During Fiscal 2023, the Company automatically withheld 15,381 shares of Old Common Stock to cover the tax liability resulting from the vesting of stock units.
−Removed: These withheld shares of Old Common Stock are recorded as treasury stock on the Company’s Consolidated Balance Sheets.
+Added: There were no repurchases of shares of the common stock made during Fiscal 2024, except for 12,501 shares of Capstone Energy Corporation common stock automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.
+Added: These withheld shares of were cancelled on the Effective Date.
Nasdaq Delisting of Common Stock
5 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.