1 unchanged sentence
Market Information
−Removed: Our Common Stock is currently quoted on the OTC market and with a ticker symbol of CGEH.
−Removed: Our non-voting common stock is not currently quoted on any market and does not have a ticker symbol.
−Removed: The below prices are in respect of the Common Stock, par value $0.001 per share, following the Effective Date.
−Removed: The below prices represent inter-dealer quotations without retail mark-up, markdown or commission and may not necessarily represent actual transactions:
+Added: The Company's common stock is publicly traded on the OTCQX Best Market, operated by OTC Markets Group Inc., under the ticker symbol "CGEH." Prior to September 26, 2025, the Company's common stock was quoted on the OTC Pink Open Market under the same symbol.
+Added: Over-the-counter market quotations reflect inter-dealer prices, without retail mark-up, mark-down or commission and may not necessarily represent actual transactions.
+Added: The OTCQX Best Market is the highest tier of the OTC Markets platform and is designed for established, investor-focused companies that meet rigorous financial standards, adhere to best-practice corporate governance and demonstrate ongoing compliance with applicable securities laws.
+Added: The Company's uplisting to OTCQX in September 2025 reflects its continued commitment to transparency, enhanced investor visibility, and improved market accessibility for both institutional and retail investors, and represents a meaningful milestone in the Company's post-emergence trajectory.
+Added: Investors should be aware that securities traded on the OTC markets generally experience lower trading volumes and less liquidity than securities listed on national securities exchanges such as the NYSE or Nasdaq.
+Added: As a result, the market price of our common stock may be subject to greater volatility than exchange-listed securities and may fluctuate significantly in response to factors including, but not limited to, variations in our operating results, changes in general market or macroeconomic conditions, developments in the distributed energy industry, and broader investor sentiment toward small-capitalization companies.
+Added: Common Stock Price History
+Added: The following table sets forth the high and low sales prices of the Company’s common stock, par value $0.001 per share, for the periods indicated, based on trading prices as reported on the OTC Markets.
+Added: Periods prior to the Company’s uplisting to OTCQX on September 26, 2025 reflect trading on the OTC Pink Open Market.
Fiscal 2027 to Date
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Fourth Quarter
−Removed: The below prices are in respect of the common stock, par value $0.001 per share, of Capstone Green Energy Corporation prior to the Effective Date (the “Old Common Stock”).
−Removed: The below prices represent inter-dealer quotations without retail mark-up, markdown or commission and may not necessarily represent actual transactions:
−Removed: Third Quarter (through December 7, 2023)
+Added: Third Quarter
Second Quarter
First Quarter
−Removed: As of June 26, 2025, there were 283 stockholders of record of our Common Stock and 10 stockholders of record of our non-voting common stock.
−Removed: This does not include the number of persons whose stock is held in nominee or “street name” accounts through brokers.
−Removed: We have never declared or paid any cash dividends on our capital stock.
−Removed: We currently intend to retain all available funds and any future earnings, if any, to fund the development and expansion of our business, and we do not anticipate paying any cash dividends in the foreseeable future.
−Removed: We are a holding company with nominal net worth and will depend on dividends and distributions from our Operating Subsidiary to pay any dividends.
−Removed: Any future determination to pay cash dividends will be made at the discretion of our Board.
−Removed: In addition, the terms of our outstanding indebtedness and the Capstone Green Energy LLC Agreement restrict our ability to pay cash dividends, and any future indebtedness that we may incur could preclude us from paying cash dividends.
−Removed: Securities Authorized for Issuance Under Equity Compensation Plan.
−Removed: For information about our equity compensation plans, refer to Item 12 of Part III of this Annual Report on Form 10-K, “ Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.”
−Removed: Unregistered Sales of Equity Securities and Use of Proceeds
−Removed: On the Effective Date, in connection with the Company’s emergence from voluntary proceedings under Chapter 11 of the United States Bankruptcy Code, the Company issued 18,540,877 shares of common stock, pro rata to each holder of common stock of Capstone Green Energy Corporation.
−Removed: The issuance of the shares of common stock was made in reliance upon the exemption from registration under the Securities Act provided by Section 1145 of the United States Bankruptcy Code, as an issuance of shares in exchange for an interest in the debtor represented by the common stock of Capstone Green Energy Corporation.
−Removed: The issuance of shares of common stock was made to holders of common stock of Capstone Green Energy Corporation pursuant to the procedures of The Depository Trust Company and the Company’s transfer agent.
+Added: As of June 18, 2026, there were approximately 317 holders of record of our common stock and 8 holders of record of our non-voting common stock.
+Added: The number of holders of record does not include persons whose shares are held in "street name" through brokers, banks, or other nominees, and the actual number of beneficial holders of our common stock is likely substantially greater than the number of holders of record.
+Added: We have never declared or paid any cash dividends on our capital stock and do not anticipate doing so in the foreseeable future.
+Added: We currently intend to retain all available funds and any future earnings to support the continued development and expansion of our business.
+Added: As a holding company, we are dependent upon dividends and distributions from our Operating Subsidiary, Capstone Green Energy LLC, to fund any future dividend payments.
+Added: The terms of our outstanding indebtedness and the Certificate of Designation currently restrict our ability to pay cash dividends, and any future indebtedness we may incur could impose additional restrictions.
+Added: Any future determination to declare or pay cash dividends will be made at the sole discretion of our Board, taking into account our financial condition, results of operations, capital requirements, contractual restrictions, and any other factors the Board deems relevant.
+Added: Securities Authorized for Issuance Under Equity Compensation Plans
+Added: For information about our equity compensation plans, including the number of securities authorized and available for future issuance, refer to Item 12 of Part III of this Annual Report on Form 10-K, "Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters."
Issuer Purchases of Equity Securities
−Removed: There were no repurchases of shares of the Common Stock made during Fiscal 2025.
−Removed: Relisting of Capstone Green Energy Holdings, Inc.
−Removed: on OTC market
−Removed: As of the date of this filing, our Common Stock is traded on the OTC market under the ticker symbol CGEH.
+Added: The Company did not repurchase any shares of its common stock pursuant to publicly announced repurchase programs during Fiscal 2026.
+Added: However, the Company withheld a limited number of shares of its common stock in connection with the vesting of restricted stock units to satisfy employee tax withholding obligations which are reflected as treasury shares.
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.