8 unchanged sentences
Our internal control system was designed to provide reasonable assurance to our management and board of directors regarding the preparation and fair presentation of published consolidated financial statements in accordance with accounting principles generally accepted in the United States.
−Removed: During 2019, we completed the acquisitions of OttrCare and XynManagement.
−Removed: For further discussion of these acquisitions, refer to Note 5 of the consolidated financial statements included elsewhere in this Annual Report on Form 10-K.
−Removed: The Securities and Exchange Commission permits companies to exclude acquisitions from their assessment of internal control over financial reporting during the first year of an acquisition, and our management has elected to exclude OttrCare and XynManagement from our assessment as of December 31, 2019, except for goodwill and intangible assets.
−Removed: OttrCare and XynManagement constitute 6% and 3% of our consolidated total assets (excluding goodwill and intangible assets) and revenues as of and for the year ended December 31, 2019, respectively.
Management assessed the effectiveness of the Company's internal control over financial reporting as of December 31, 2020.
50 unchanged sentences
S-8 333-197493 4.5 7/18/2014
−Removed: Incorporated by Reference
−Removed: Description Form File No.
−Removed: Exhibit Filing Date
4.5# 2016 Inducement Equity Incentive Plan.
2 unchanged sentences
8-K 001-36536 10.3 4/14/2016
−Removed: 4.7 Form of Common Stock Purchase Warrant issued to the Purchasers on March 15, 2017.
−Removed: 8-K 001-36536 4.2 3/15/2017
4.7# 2019 Inducement Equity Incentive Plan.
1 unchanged sentence
4.8* Description of Securities of CareDx, Inc.
−Removed: 10.1# Chief Executive Employment Agreement, dated September 19, 2012, by and between the Registrant and Peter Maag.
−Removed: S-1 333-196494 10.6 6/3/2014
+Added: 10.1# Executive Chair Agreement, dated October 29, 2020, by and between the Registrant and Peter K.
+Added: 8-K 001-36536 10.2 10/29/2020
10.2# Offer Letter, dated October 18, 2011, by and between the Registrant and Michael D.
2 unchanged sentences
10-K 001-36536 10.14 3/31/2015
−Removed: 10.4# Offer Letter, between the Registrant and Michael Bell, dated as of April 21, 2017.
−Removed: 10-K 001-36536 10.43 4/21/2017
10.4# Offer Letter, between the Registrant and Sasha King, dated October 20, 2017.
4 unchanged sentences
S-1 333-196494 10.11 6/3/2014
+Added: 10.7# Amendment to Change of Control and Severance Agreement, dated October 29, 2020, by and between CareDx, Inc.
+Added: and Reginald Seeto, MBBS.
+Added: 8-K 001-36536 10.1 10/29/2020
10.8# Form of Indemnification Agreement between the Registrant and each of its directors and executive officers.
8 unchanged sentences
Exhibit Filing Date
+Added: 10.12+ Second Amendment to Lease, dated January 2, 2020, by and between the Registrant and BMR-Bayshore Boulevard LP (formerly known as BMR-Bayshore Boulevard LLC), for office and laboratory space located at 3260 Bayshore Boulevard, Brisbane, California 94005.
+Added: 10-Q 001-36536 10.1 4/30/2020
+Added: 10.13+ Consent to Sub-Sublease Agreement, dated as of October 30, 2019, by and among AP3-SF2 CT South, LLC, SuccessFactors, Inc., Medeor Therapeutics, Inc.
+Added: and CareDx, Inc.
+Added: for office space located at One Tower Place, 9th Floor, South San Francisco, California 94080.
+Added: 10-Q 001-36536 10.2 4/30/2020
10.14† Amended and Restated Exclusive Agreement, dated January 27, 2014, by and between the Board of Trustees of the Leland Stanford Junior University and ImmuMetrix, Inc.
S-1/A 333-196494 10.17 7/15/2014
−Removed: 10.16† Business Sale Agreement, between CareDx Pty Ltd and Conexio Genomics Pty Ltd., dated as of January 12, 2017.
−Removed: 011-36536 — 6/9/2017
10.15 Sales Agreement, dated August 31, 2018 by and between the Registrant and Jeffries LLC.
4 unchanged sentences
23.1* Consent of Deloitte & Touche LLP, Independent Registered Public Accounting Firm.
−Removed: 23.2* Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.
24.1* Power of Attorney (see page 115 of this Annual Report on Form 10-K).
3 unchanged sentences
§ 1350 (Section 906 of Sarbanes-Oxley Act of 2002).
−Removed: 101.INS* XBRL Instance Document
−Removed: 101.SCH* XBRL Taxonomy Extension Schema
−Removed: 101.CAL* XBRL Taxonomy Extension Calculation Linkbase
−Removed: 101.DEF* XBRL Taxonomy Extension Definition Linkbase
−Removed: 101.LAB* XBRL Taxonomy Extension Label Linkbase
−Removed: 101.PRE* XBRL Taxonomy Extension Presentation Linkbase
+Added: 101.INS* Inline XBRL Instance Document
+Added: 101.SCH* Inline XBRL Taxonomy Extension Schema
+Added: 101.CAL* Inline XBRL Taxonomy Extension Calculation Linkbase
+Added: 101.DEF* Inline XBRL Taxonomy Extension Definition Linkbase
+Added: 101.LAB* Inline XBRL Taxonomy Extension Label Linkbase
+Added: 101.PRE* Inline XBRL Taxonomy Extension Presentation Linkbase
+Added: 104 Cover Page Interactive Data File, formatted in Inline XBRL
_____________________
1 unchanged sentence
Omitted portions have been filed separately with the SEC.
+Added: + Non-material schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
+Added: The Registrant hereby undertakes to furnish supplementally copies of any of the omitted schedules and exhibits upon request by the SEC.
# Indicates management contract or compensatory plan or arrangement.
3 unchanged sentences
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: /s/ PETER MAAG
−Removed: Chairman and Chief Executive Officer
+Added: /s/ Reginald Seeto, MBBS
+Added: Reginald Seeto, MBBS
+Added: President and Chief Executive Officer
February 24, 2021
POWER OF ATTORNEY
−Removed: KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Peter Maag and Michael Bell, and each of them, his true and lawful attorneys-in-fact, each with full power of substitution, for him or her in any and all capacities, to sign any amendments to this Annual Report on Form 10-K and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in-fact or their substitute or substitutes may do or cause to be done by virtue hereof.
+Added: KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Reginald Seeto and Marcel Konrad, and each of them, his true and lawful attorneys-in-fact, each with full power of substitution, for him or her in any and all capacities, to sign any amendments to this Annual Report on Form 10-K and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in-fact or their substitute or substitutes may do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons, on behalf of the registrant on the dates and the capacities indicated.
Signature Title Date
−Removed: /s/ PETER MAAG Chairman and Chief Executive Officer
+Added: /s/ REGINALD SEETO, MBBS President, Chief Executive Officer and Director
(Principal Executive Officer)
February 24, 2021
−Removed: /s/ MICHAEL BELL Chief Financial Officer
+Added: Reginald Seeto, MBBS
+Added: /s/ MARCEL KONRAD Interim Chief Financial Officer
(Principal Financial and Accounting Officer)
February 24, 2021
+Added: Marcel Konrad
+Added: /s/ PETER MAAG, PH.D.
+Added: Executive Chair and Director February 24, 2021
+Added: Peter Maag, Ph.D.
/s/ GEORGE W.
12 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.