Item 5. Other Information
Item 5. Other Information
In accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, and the Company’s insider trading policy:
(a) Hans Rasmussen, the Company’s Senior Vice President, Exploration, entered into a selling plan on August 12, 2020. Under the selling plan, between November 2020 and February 2021, Mr. Rasmussen will sell a total of 30,000 shares of the Company’s common stock at market prices.
(b) Mitchell J. Krebs, the Company’s President and Chief Executive Officer, entered into a selling plan on August 17, 2020. Under the selling plan, between September 2020 and October 2022, Mr. Krebs will sell a total of 200,000 shares of the Company’s common stock so long as the market price of the common stock is higher than the minimum threshold price specified in the plan.
Rule 10b5-1 permits an insider to implement a written prearranged trading plan entered into at a time when the insider is not aware of any material nonpublic information about the Company and allows the insider to trade on a one-time or regularly scheduled basis regardless of any material nonpublic information about the Company thereafter received by the insider.
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Item 6. Exhibits
10.1 Offer Letter dated April 28, 2020 from the Company to Michael Routledge (Filed herewith).
31.1 Certification of the CEO (Filed herewith).
31.2 Certification of the CFO (Filed herewith).
32.1 CEO Section 1350 Certification (Filed herewith).
32.2 CFO Section 1350 Certification (Filed herewith).
95.1 Mine Safety Disclosure (Filed herewith).
101.INS XBRL Instance Document. The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.*
101.SCH XBRL Taxonomy Extension Schema*
101.CAL XBRL Taxonomy Extension Calculation Linkbase*
101.DEF XBRL Taxonomy Extension Definition Linkbase*
101.LAB XBRL Taxonomy Extension Label Linkbase*
101.PRE XBRL Taxonomy Extension Presentation Linkbase*
104 Cover Page Interactive Data File (formatted as Inline XBRL and included in Exhibit 101).
* The following financial information from Coeur Mining, Inc.'s Quarterly Report on Form 10-Q for the quarter ended September 30, 2020 formatted in XBRL (Extensible Business Reporting Language): Consolidated Statements of Comprehensive Income (Loss), Consolidated Statements of Cash Flows, Consolidated Balance Sheets, and Consolidated Statement of Changes in Stockholders' Equity
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
COEUR MINING, INC.
(Registrant)
Dated October 28, 2020 /s/ Mitchell J. Krebs
MITCHELL J. KREBS
President and Chief Executive Officer (Principal Executive Officer)
Dated October 28, 2020 /s/ Thomas S. Whelan
THOMAS S. WHELAN
Senior Vice President and Chief Financial Officer (Principal Financial Officer)
Dated October 28, 2020 /s/ Ken Watkinson
KEN WATKINSON
Vice President, Corporate Controller and Chief Accounting Officer (Principal Accounting Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.