25 unchanged sentences
DIRECTORS, EXECUTIVE OFFICERS OF THE REGISTRANT AND CORPORATE GOVERNANCE.
−Removed: Information concerning Executive Officers of the Company which responds to this Item is incorporated by reference from the section entitled "Executive Officers and Key Managers of Carver and Carver Federal" in the Company's definitive proxy statement to be filed in connection with the 2020 Annual Meeting of Stockholders (the "Proxy Statement").
+Added: Information concerning Executive Officers of the Company which responds to this Item is incorporated by reference from the section entitled "Executive Officers of Carver and Carver Federal" in the Company's definitive proxy statement to be filed in connection with the 2021 Annual Meeting of Stockholders (the "Proxy Statement").
The information that responds to this Item with respect to Directors is incorporated by reference from the section entitled "Election of Directors" in the Proxy Statement.
29 unchanged sentences
Exhibit Number Description
+Added: 2.1 Securities Purchase Agreement by and between Carver Bancorp, Inc.
+Added: Treasury Department, dated August 6, 2020 (1)
+Added: 2.2 Stock Purchase Agreement, by and between Carver Bancorp, Inc.
+Added: and Wells Fargo Central Pacific Holdings, Inc., dated February 1, 2021 (2)
+Added: 2.3 Stock Purchase Agreement, by and between Carver Bancorp, Inc.
+Added: Morgan Chase Community Development Corporation, dated February 16, 2021 (3)
3.1 Certificate of Incorporation of Carver Bancorp, Inc.
3.2 Second Amended and Restated Bylaws of Carver Bancorp, Inc.
−Removed: 3.3 C ertificate o f Designation for Mandatorily Convertible Non-Voting Participating Preferred Stock Series C and Convertible Non-Cumulative Non-Voting Participating Preferred Stock, Series D of Carver Bancorp, Inc.
−Removed: 3.4 C ertificate of Amendment to the Certificate of Incorporat ion of Carver Bancorp, Inc.
+Added: 3.3 Certificate of Designation for Mandatorily Convertible Non-Voting Participating Preferred Stock Series C and Convertible Non-Cumulative Non-Voting Participating Preferred Stock, Series D of Carver Bancorp, Inc.
+Added: 3.4 Certificate of Amendment to the Certificate of Incorporation of Carver Bancorp, Inc.
+Added: 3.5 Certificate of Designations of Non-Cumulative Non-Voting Participating Preferred Stock, Series E, par value $0.01 per share (8)
+Added: 3.6 Certificate of Amendment of Certificate of Designations of Non-Cumulative Non-Voting Participating Preferred Stock, Series E, par value $0.01 per share (9)
+Added: 3.7 Certificate of Designations of Non-Cumulative Non-Voting Participating Preferred Stock, Series F, par value $0.01 per share (10)
4.1 Stock Certificate of Carver Bancorp, Inc.
12 unchanged sentences
21.1 Subsidiaries of the Registrant
+Added: 23.1 Consent of Current Independent Registered Public Accounting Firm - BDO USA, LLP
31.1 Certifications of Chief Executive Officer
4 unchanged sentences
(i) the Consolidated Statements of Condition, (ii) the Consolidated Statements of Operations, (iii) the Consolidated Statements of Comprehensive Income (iv) the Consolidated Statements of Changes in Equity, (v) the Consolidated Statements of Cash Flows, (vi) the Notes to the Consolidated Financial Statements tagged as blocks of texts and in detail
+Added: (1) Incorporated herein by reference to Exhibit 10.1 to the Registrant's Report on Form 8-K filed with the Securities and Exchange Commission filed on August 6, 2020.
+Added: (2) Incorporated herein by reference to Exhibit 10.1 to the Registrant's Report on Form 8-K filed with the Securities and Exchange Commission filed on February 1, 2021.
+Added: (3) Incorporated herein by reference to Exhibit 10.1 to the Registrant's Report on Form 8-K filed with the Securities and Exchange Commission filed on February 22, 2021.
(4) Incorporated herein by reference to Registration Statement No.
3 unchanged sentences
(7) Incorporated herein by reference to Exhibit 3.1 to the Registrant's Report on Form 8-K filed with the Securities and Exchange Commission filed on November 1, 2011.
+Added: (8) Incorporated herein by reference to Exhibit 3.1 to the Registrant's Report on Form 8-K filed with the Securities and Exchange Commission filed on February 1, 2021.
+Added: (9) Incorporated herein by reference to Exhibit 3.2 to the Registrant's Report on Form 8-K filed with the Securities and Exchange Commission filed on February 1, 2021.
+Added: (10) Incorporated herein by reference to Exhibit 3.1 to the Registrant's Report on Form 8-K filed with the Securities and Exchange Commission filed on February 22, 2021.
(11) Incorporated herein by reference to the Exhibits to the Registrant's Annual Report on Form 10-K for the fiscal year ended March 31, 2003.
6 unchanged sentences
CARVER BANCORP, INC.
−Removed: August 6, 2020 By /s/ Michael T.
+Added: June 29, 2021 By /s/ Michael T.
President and Chief Executive Officer
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this report has been signed below on August 6, 2020 by the following persons on behalf of the Registrant and in the capacities indicated.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this report has been signed below on June 29, 2021 by the following persons on behalf of the Registrant and in the capacities indicated.
/s/ Michael T.
17 unchanged sentences
Rollé Director
−Removed: Tohbe Director
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.