24 unchanged sentences
Other Information
+Added: Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
+Added: Not applicable.
Directors, Executive Officers and Corporate Governance
15 unchanged sentences
Principal Accountant Fees and Services
+Added: Our independent registered public accounting firm is KPMG LLP, Santa Clara, CA Auditor Firm ID:
Information required by this Item 14 relating to principal account fees and services is incorporated by reference to the information set forth under the caption “Principal Accountant Fees and Services” of the Proxy Statement.
49 unchanged sentences
10.6* Amendment to Letter Agreement dated November 12, 2020 between Calix, Inc.
−Removed: and Michael Weening
+Added: and Michael Weening (filed as Exhibit 10.6 to Calix’s Form 10-K filed with the SEC on February 22, 2021 (File No.
+Added: 001-34674) and incorporated by reference)
10.7* Offer Letter between Calix, Inc.
16 unchanged sentences
10.12 Second Amendment to Net Lease Agreement by and between Calix, Inc.
−Removed: and Orchard Parkway San Jose, LLC dated December 10, 2020
+Added: and Orchard Parkway San Jose, LLC dated December 10, 2020 (filed as Exhibit 10.12 to Calix’s Form 10-K filed with the SEC on February 22, 2021 (File No.
+Added: 001-34674) and incorporated by reference)
10.13* Calix, Inc.
1 unchanged sentence
10.14* Calix, Inc.
−Removed: 2019 Equity Incentive Award Plan - Form of Notice of Grant of Stock Option and Option Agreement
+Added: 2019 Equity Incentive Award Plan - Form of Notice of Grant of Stock Option and Option Agreement (filed as Exhibit 10.14 to Calix’s Form 10-K filed with the SEC on February 22, 2021 (File No.
+Added: 001-34674) and incorporated by reference)
10.15* Calix, Inc.
4 unchanged sentences
001-34674) and incorporated by reference)
−Removed: 10.17† Loan and Security Agreement dated January 27, 2020 by and between Bank of America, N.A.
−Removed: and Calix, Inc.
−Removed: (filed as Exhibit 10.22 to Calix’s Form 10-K filed with the SEC on February 21, 2020 (File No.
−Removed: 001-34674) and incorporated by reference)
−Removed: 10.18 Waiver Agreement dated January 27, 2020 by and between Silicon Valley Bank and Calix, Inc.
−Removed: (filed as Exhibit 10.23 to Calix’s Form 10-K filed with the SEC on February 21, 2020 (File No.
−Removed: 001-34674) and incorporated by reference)
10.17* Amended and Restated Employee Stock Purchase Plan effective April 24, 2020 (filed as Exhibit 10.1 to Calix’s Form 10-Q filed with the SEC on July 21, 2020 (File No.
2 unchanged sentences
001-34674) and incorporated by reference)
−Removed: 10.21* Amended and Restated Executive Change in Control and Severance Plan effective August 13, 2020 (filed as Exhibit 10.1 to Calix’s Form 10-Q filed with the SEC on October 20, 2020 (File No.
+Added: 10.19* Calix, Inc.
+Added: Amended and Restated Executive Change in Control and Severance Plan effective March 26, 2021 (filed as Exhibit 10.1 to Calix’s Form 10-Q filed with the SEC on April 27, 2021 (File No.
001-34674) and incorporated by reference)
−Removed: 10.22 First Amendment to Loan and Security Agreement dated December 30, 2020 by and among Calix, Inc., the financial institutions party thereto from time to time as Lenders and Bank of America, N.A.
−Removed: (filed as Exhibit 10.1 to Calix’s Form 8-K filed with the SEC on January 6, 2021 (File No.
+Added: 10.20* Calix, Inc.
+Added: Non-Employee Director Cash Compensation Policy, as amended February 11, 2021 (filed as Exhibit 10.2 to Calix’s Form 10-Q filed with the SEC on April 27, 2021 (File No.
001-34674) and incorporated by reference)
+Added: 10.21* Calix, Inc.
+Added: Non-Employee Director Equity Compensation Policy, as amended February 11, 2021 (filed as Exhibit 10.3 to Calix’s Form 10-Q filed with the SEC on July 27, 2021 (File No.
+Added: 001-34674) and incorporated by reference)
+Added: 10.22* Calix, Inc.
+Added: Non-Employee Director Cash Compensation Policy, as amended August 11, 2021 (filed as Exhibit 10.1 to Calix’s Form 10-Q filed with the SEC on October 26, 2021 (File No.
+Added: 001-34674) and incorporated by reference)
+Added: 10.23* Second Amendment to Letter Agreement between Calix, Inc.
+Added: and Michael Weening dated August 11, 2021 (filed as Exhibit 10.2 to Calix’s Form 10-Q filed with the SEC on October 26, 2021 (File No.
+Added: 001-34674) and incorporated by reference)
21.1 Subsidiaries of the Registrant
20 unchanged sentences
/s/ Carl Russo
−Removed: Chief Executive Officer
+Added: Chairman and Chief Executive Officer
(Principal Executive Officer)
8 unchanged sentences
Signature Title Date
−Removed: /s/ Carl Russo Chief Executive Officer and Director
+Added: /s/ Carl Russo Chairman and Chief Executive Officer
(Principal Executive Officer) February 22, 2022
2 unchanged sentences
Cory Sindelar
−Removed: /s/ Don Listwin Chairman of the Board of Directors February 22, 2021
+Added: /s/ Don Listwin Lead Independent Director February 22, 2022
/s/ Christopher Bowick Director February 22, 2022
12 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.