Item 5. Other Information
ITEM
5 Other Information
Effective November 1, 2023, Upstream, in response to the current regulatory landscape in the U.S., announced its
decision to suspend the ability for U.S. individuals to engage in securities trading activities including buying, selling, or depositing
securities on Upstream. As a result, U.S. holders of Series V are now unable to transfer their shares of Series V to Upstream. Any U.S.
holders who previously transferred their Series V shares onto Upstream have had their shares returned to our Transfer Agent (Equity Stock
Transfer). We are in discussions with Upstream regarding potential options.
ITEM
6 Exhibits
The
exhibits listed in the accompanying “Exhibit Index” are filed or incorporated by reference as part of this Form 10-Q.
29
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its
behalf by the undersigned thereunto duly authorized.
BTCS
Inc.
November 9, 2023
By:
/s/
Charles Allen
Charles
W. Allen
Chief
Executive Officer
(Principal
Executive Officer)
30
EXHIBIT
INDEX
Incorporated
by Reference
Filed
or Furnished
Exhibit
#
Exhibit
Description
Form
Date
Number
Herewith
2.1
Articles of Merger
8-K/A
7/31/15
3.1
2.2
Agreement and Plan of Merger
8-K/A
7/31/15
3.2
3.1
Amended and Restated Articles of Incorporation, as of May 2010
10-K
3/31/11
3.1
3.1(a)
Certificate of Amendment to Articles of Incorporation - Increase Authorized Capital
8-K
3/25/13
3.1
3.1(b)
Certificate of Amendment to Articles of Incorporation - Increase Authorized Capital
8-K
2/5/14
3.1
3.1(c)
Certificate of Amendment to Articles of Incorporation - Reverse Stock Split
8-K
2/16/17
3.1
3.1(d)
Certificate of Amendment to Articles of Incorporation - Reverse Stock Split
8-K
4/9/19
3.1
3.1(e)
Certificate of Change – Reverse Stock Split
8-K
8/17/21
3.1
3.1(f)
Certificate of Designation – Series V
8-K
1/31/23
3.1
3.1(g)
Certificate of Amendment to the Series V Certificate of Designation
8-K
4/19/23
3.1
3.1
(h)
Certificate of Amendment to Articles of Incorporation – Increase Authorized Capital
8-K
7/13/23
3.1
4.1
BTCS Inc. 2021 Equity Incentive Plan, as amended
10-Q
8/11/23
4.1
3.2
Bylaws
S-1
5/29/08
3.2
3.2(a)
Amendment No. 1 to the Bylaws
8-K
4/12/22
3.1
31.1
Certification of Principal Executive Officer (302)
Filed
31.2
Certification of Principal Financial Officer (302)
Filed
32.1
Certification of Principal Executive and Principal Financial Officer (906)
Furnished**
101.INS
Inline
XBRL Instance Document
101.SCH
Inline
XBRL Taxonomy Extension Schema Document
101.CAL
Inline
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
Inline
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
Inline
XBRL Taxonomy Extension Label Linkbase Document
101.PRE
Inline
XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover
Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).
**
This
exhibit is being furnished rather than filed and shall not be deemed incorporated by reference into any filing, in accordance with
Item 601 of Regulation S-K.
Copies
of this report (including the financial statements) and any of the exhibits referred to above will be furnished at no cost to our shareholders
who make a written request to BTCS Inc., 9466 Georgia Avenue #124, Silver Spring, MD 20910, Attention: Corporate Secretary.
31
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.