1 unchanged sentence
Purchases of Equity Securities by the Issuer and Affiliated Purchasers
−Removed: The following table contains information about our purchases of our equity securities for each of the three months during our first fiscal quarter ended September 30, 2021:
+Added: The following table contains information about our purchases of our equity securities for each of the three months during our second fiscal quarter ended December 31, 2021:
Period Total Number of Shares Purchased (1) Average Price
2 unchanged sentences
Publicly Announced Plans or Programs (2) Maximum Number of Shares that May Yet Be Purchased Under the Plans or Programs (2)
−Removed: July 1, 2021 - July 31, 2021 — $ — — 9,586,545
−Removed: August 1, 2021 - August 31, 2021 — — — 9,586,545
−Removed: September 1, 2021 - September 30, 2021 — — — 9,586,545
+Added: October 1, 2021 - October 31, 2021 2,619 $ 166.02 — 9,586,545
+Added: November 1, 2021 - November 30, 2021 1,965 177.24 — 9,586,545
+Added: December 1, 2021 - December 31, 2021 4,895 177.24 — 9,586,545
Total 9,479 $ 174.14 —
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(1) Represents shares purchased from employees to pay taxes related to the vesting of restricted stock units.
−Removed: (2) During the fiscal quarter ended September 30, 2021, the Company did not repurchase shares of common stock under its share repurchase program.
−Removed: At September 30, 2021, the Company had 9.6 million shares available for repurchase under its share repurchase program.
+Added: (2) During the fiscal quarter ended December 31, 2021, the Company did not repurchase shares of common stock under its share repurchase program.
+Added: At December 31, 2021, the Company had 9.6 million shares available for repurchase under its share repurchase program.
Any share repurchases will be made in the open market or privately negotiated transactions in compliance with applicable legal requirements and other factors.
The following exhibits are being filed as part of this Quarterly Report on Form 10-Q:
−Removed: Chief Legal Officer Offer Letter, dated June 10, 2021.
−Removed: Novation Agreement, dated July 28, 2021, among Broadridge Financial Solutions, Inc., International Business Machines Corporation and Kyndryl, Inc.
−Removed: Novation Agreement, dated August 19, 2021, among Broadridge Financial Solutions, Inc., IBM United Kingdom Limited and Kyndryl UK Limited.
+Added: First Amendment dated as of December 23, 2021 to the Term Credit Agreement dated as of March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent.
+Added: F irst Amendment dated as of December 23, 2021 to the Amended and Restated Credit Agreement dated as of April 23, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent.
Certification of the Chief Executive Officer of Broadridge Financial Solutions, Inc., pursuant to Rule 13a-14 of the Exchange Act, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
5 unchanged sentences
101 The following financial statements from the Broadridge Financial Solutions, Inc.
−Removed: Quarterly Report on Form 10-Q for the quarter ended September 30, 2021, formatted in eXtensible Business Reporting Language (XBRL):
−Removed: (i) condensed consolidated statements of earnings for the three months ended September 30, 2021 and 2020, (ii) condensed consolidated statements of comprehensive income for the three months ended September 30, 2021 and 2020, (iii) condensed consolidated balance sheets as of September 30, 2021 and June 30, 2021, (iv) condensed consolidated statements of cash flows for the three months ended September 30, 2021 and 2020, (v) condensed consolidated statements of stockholders’ equity for the three months ended September 30, 2021 and 2020, and (vi) the notes to the condensed consolidated financial statements.
+Added: Quarterly Report on Form 10-Q for the quarter ended December 31, 2021, formatted in eXtensible Business Reporting Language (XBRL):
+Added: (i) condensed consolidated statements of earnings for the three and six months ended December 31, 2021 and 2020, (ii) condensed consolidated statements of comprehensive income for the three and six months ended December 31, 2021 and 2020, (iii) condensed consolidated balance sheets as of December 31, 2021 and June 30, 2021, (iv) condensed consolidated statements of cash flows for the six months ended December 31, 2021 and 2020, (v) condensed consolidated statements of stockholders’ equity for the three and six months ended December 31, 2021 and 2020, and (vi) the notes to the condensed consolidated financial statements.
XBRL Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
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BROADRIDGE FINANCIAL SOLUTIONS, INC.
−Removed: November 3, 2021 By:
−Removed: /s/ Edmund J.
+Added: February 1, 2022 By:
+Added: /s/ Edmund L.
Corporate Vice President and Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.