Unregistered Sales of Equity Securities and Use of Proceeds.
−Removed: The following table provides information with respect to the shares of our common stock that we repurchased during the three months ended December 31, 2023.
+Added: The following table provides information with respect to the shares of our common stock that we repurchased during the three months ended March 31, 2024.
Month Total Number of
6 unchanged sentences
Purchased Under the Plans
−Removed: October 2023 1,240,037 $ 23.83 1,240,037 13,505,416
−Removed: November 2023 725,713 24.16 725,713 12,779,703
−Removed: December 2023 457,523 25.63 457,523 39,535,964
+Added: January 2024 75,524 $ 27.72 75,524 39,460,440
+Added: February 2024 239,116 26.82 239,116 39,221,324
+Added: March 2024 114,166 27.12 114,166 39,107,158
Total 428,806 428,806
11 unchanged sentences
3.6 Amended and Restated Bylaws of Registrant (as adopted and effective June 29, 2021), incorporated by reference to Exhibit 3.1 to our Current Report on Form 8-K filed on July 1, 2021 (File No.
+Added: 10.1 Franklin Resources, Inc.
+Added: 2002 Universal Stock Incentive Plan (as amended and restated effective February 6, 2024 ) , incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K filed on February 8, 2024 (File No.
31.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
4 unchanged sentences
Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
−Removed: 101 The following materials from Registrant’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2023, formatted in Inline Extensible Business Reporting Language (iXBRL), include:
+Added: 101 The following materials from Registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted in Inline Extensible Business Reporting Language (iXBRL), include:
(i) the Consolidated Statements of Income, (ii) the Consolidated Statements of Comprehensive Income, (iii) the Consolidated Balance Sheets, (iv) the Consolidated Statements of Stockholders’ Equity, (v) the Consolidated Statements of Cash Flows, and (vi) related notes (filed herewith)
104 Cover Page Interactive Data File (formatted in iXBRL and contained in Exhibit 101)
+Added: __________________
+Added: * Management contract or compensatory plan or arrangement
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
FRANKLIN RESOURCES, INC.
−Removed: January 29, 2024 By:
+Added: April 29, 2024 By:
/s/ Matthew Nicholls
Matthew Nicholls
−Removed: Executive Vice President, Chief Financial Officer and Chief Operating Officer
−Removed: January 29, 2024 By:
−Removed: Chief Accounting Officer
+Added: Executive Vice President, Chief Financial Officer and Chief Operating Officer (Principal Financial Officer)
+Added: April 29, 2024 By:
+Added: /s/ Lindsey H.
+Added: Chief Accounting Officer (Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.