Unregistered Sales of Equity Securities and Use of Proceeds.
−Removed: The following table provides information with respect to the shares of our common stock that we repurchased during the three months ended March 31, 2023.
+Added: The following table provides information with respect to the shares of our common stock that we repurchased during the three months ended June 30, 2023.
Month Total Number of
6 unchanged sentences
Purchased Under the Plans
−Removed: January 2023 72,679 $ 28.36 72,679 23,789,148
−Removed: February 2023 46,439 31.57 46,439 23,742,709
−Removed: March 2023 1,537 24.28 1,537 23,741,172
+Added: April 2023 23,773 $ 26.90 23,773 23,717,399
+Added: May 2023 9,143 24.58 9,143 23,708,256
+Added: June 2023 1,938,836 25.82 1,938,836 21,769,420
Total 1,971,752 1,971,752
2 unchanged sentences
In April 2018, we announced that our Board of Directors authorized the repurchase of up to 80.0 million additional shares of our common stock under the stock repurchase program.
−Removed: The exhibits listed on the Exhibit Index to this Form 10-Q are incorporated herein by reference.
−Removed: EXHIBIT INDEX
−Removed: 3.1 Certificate of Incorporation of Registrant, as filed November 28, 1969, incorporated by reference to Exhibit (3)(i) to our Annual Report on Form 10-K for the fiscal year ended September 30, 1994 (File No.
−Removed: 001-09318) (the “1994 Annual Report”)
−Removed: 3.2 Certificate of Amendment of Certificate of Incorporation of Registrant, as filed March 1, 1985, incorporated by reference to Exhibit 3(ii) to the 1994 Annual Report
−Removed: 3.3 Certificate of Amendment of Certificate of Incorporation of Registrant, as filed April 1, 1987, incorporated by reference to Exhibit 3(iii) to the 1994 Annual Report
−Removed: 3.4 Certificate of Amendment of Certificate of Incorporation of Registrant, as filed February 2, 1994, incorporated by reference to Exhibit 3(iv) to the 1994 Annual Report
−Removed: 3.5 Certificate of Amendment of Certificate of Incorporation of Registrant, as filed February 4, 2005, incorporated by reference to Exhibit (3)(i)(e) to our Quarterly Report on Form 10-Q for the period ended December 31, 2004 (File No.
−Removed: 3.6 Amended and Restated Bylaws of Registrant (as adopted and effective June 29, 2021), incorporated by reference to Exhibit 3.1 to our Current Report on Form 8-K filed on July 1, 2021 (File No.
−Removed: 31.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
−Removed: 31.2 Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
−Removed: 32.1 Certification of Chief Executive Officer pursuant to 18 U.S.C.
−Removed: Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
−Removed: 32.2 Certification of Chief Financial Officer pursuant to 18 U.S.C.
−Removed: Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
−Removed: 101 The following materials from Registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2023, formatted in Inline Extensible Business Reporting Language (iXBRL), include:
−Removed: (i) the Consolidated Statements of Income, (ii) the Consolidated Statements of Comprehensive Income, (iii) the Consolidated Balance Sheets, (iv) the Consolidated Statements of Stockholders’ Equity, (v) the Consolidated Statements of Cash Flows, and (vi) related notes (filed herewith)
−Removed: 104 Cover Page Interactive Data File (formatted in iXBRL and contained in Exhibit 101)
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: FRANKLIN RESOURCES, INC.
−Removed: May 1, 2023 By:
−Removed: /s/ Matthew Nicholls
−Removed: Matthew Nicholls
−Removed: Executive Vice President, Chief Financial Officer and Chief Operating Officer
−Removed: May 1, 2023 By:
−Removed: Chief Accounting Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.