Unregistered Sales of Equity Securities and Use of Proceeds.
−Removed: The following table provides information with respect to the shares of our common stock that we repurchased during the three months ended June 30, 2022.
+Added: The following table provides information with respect to the shares of our common stock that we repurchased during the three months ended December 31, 2022.
Month Total Number of
6 unchanged sentences
Purchased Under the Plans
−Removed: April 2022 580,651 $ 26.40 580,651 26,873,739
−Removed: May 2022 1,039,302 24.68 1,039,302 25,834,437
−Removed: June 2022 404,784 24.75 404,784 25,429,653
+Added: October 2022 10,145 $ 21.57 10,145 24,375,706
+Added: November 2022 2,279 22.42 2,279 24,373,427
+Added: December 2022 511,600 27.27 511,600 23,861,827
Total 524,024 524,024
11 unchanged sentences
3.6 Amended and Restated Bylaws of Registrant (as adopted and effective June 29, 2021), incorporated by reference to Exhibit 3.1 to our Current Report on Form 8-K filed on July 1, 2021 (File No.
−Removed: 10.1 1998 Employee Stock Investment Plan (as amended and restated effective June 21, 2022) (filed herewith)*
31.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
4 unchanged sentences
Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
−Removed: 101 The following materials from Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2022, formatted in Inline Extensible Business Reporting Language (iXBRL), include:
+Added: 101 The following materials from Registrant’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2022, formatted in Inline Extensible Business Reporting Language (iXBRL), include:
(i) the Consolidated Statements of Income, (ii) the Consolidated Statements of Comprehensive Income, (iii) the Consolidated Balance Sheets, (iv) the Consolidated Statements of Stockholders’ Equity, (v) the Consolidated Statements of Cash Flows, and (vi) related notes (filed herewith)
104 Cover Page Interactive Data File (formatted in iXBRL and contained in Exhibit 101)
−Removed: _______________
−Removed: * Management contract or compensatory plan or arrangement
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
FRANKLIN RESOURCES, INC.
−Removed: July 28, 2022 By:
+Added: January 30, 2023 By:
/s/ Matthew Nicholls
1 unchanged sentence
Executive Vice President, Chief Financial Officer and Chief Operating Officer
−Removed: July 28, 2022 By:
+Added: January 30, 2023 By:
Chief Accounting Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.