Unregistered Sales of Equity Securities and Use of Proceeds.
−Removed: The following table provides information with respect to the shares of our common stock that we repurchased during the three months ended June 30, 2021.
+Added: The following table provides information with respect to the shares of our common stock that we repurchased during the three months ended December 31, 2021.
Month Total Number of
6 unchanged sentences
Purchased Under the Plans
−Removed: April 2021 61 $ 30.00 61 34,464,836
−Removed: May 2021 546,486 33.81 546,486 33,918,350
−Removed: June 2021 837,313 33.33 837,313 33,081,037
+Added: October 2021 — $ — — 30,867,872
+Added: November 2021 57 35.88 57 30,867,815
+Added: December 2021 680,455 31.83 680,455 30,187,360
Total 680,512 680,512
11 unchanged sentences
3.6 Amended and Restated Bylaws of Registrant (as adopted and effective June 29, 2021), incorporated by reference to Exhibit 3.1 to our Current Report on Form 8-K filed on July 1, 2021 (File No.
−Removed: 4.1 Franklin Resources, Inc.
−Removed: Parent Guarantee dated August 2, 2021 (filed herewith)
+Added: 10.1 Credit Agreement, dated as of January 10, 2022, by and among Registrant, as borrower, the financial institutions from time-to-time party thereto, as lenders, and Bank of America, N.A., as administrative agent, incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K filed on January 14 , 2022 (File No.
+Added: 10.2 Named Executive Officer Compensation as of January 1, 2022 (filed herewith)*
31.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith)
4 unchanged sentences
Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith)
−Removed: 101 The following materials from Registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2021, formatted in Inline Extensible Business Reporting Language (iXBRL), include:
+Added: 101 The following materials from Registrant’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2021, formatted in Inline Extensible Business Reporting Language (iXBRL), include:
(i) the Consolidated Statements of Income, (ii) the Consolidated Statements of Comprehensive Income, (iii) the Consolidated Balance Sheets, (iv) the Consolidated Statements of Stockholders’ Equity, (v) the Consolidated Statements of Cash Flows, and (vi) related notes (filed herewith)
104 Cover Page Interactive Data File (formatted in iXBRL and contained in Exhibit 101)
+Added: _______________
+Added: * Management contract or compensatory plan or arrangement
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
FRANKLIN RESOURCES, INC.
−Removed: August 3, 2021 By:
+Added: February 1, 2022 By:
/s/ Matthew Nicholls
1 unchanged sentence
Executive Vice President and Chief Financial Officer
−Removed: August 3, 2021 By:
+Added: February 1, 2022 By:
Chief Accounting Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.