3 unchanged sentences
(c) Trading Plans.
−Removed: During the three months ended September 30, 2025, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “ Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended March 31, 2026, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “ Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Articles of Incorporation of BayCom Corp (1)
Amended and Restated Bylaws of BayCom Corp (2)
+Added: Employment Agreement by and among BayCom Corp, United Business Bank and Christopher L.
+Added: Baron, dated effective as of April 13, 2026 ⁽³⁾
+Added: Employment Agreement by and among BayCom Corp, United Business Bank and William J.
+Added: Black, Jr., dated effective as of April 13, 2026 ⁽³⁾
+Added: Offer of Employment Letter to Kevin L.
+Added: Change in Control Agreement by and between United Business Bank and Kevin L.
+Added: Thompson, dated effective as of April 13, 2026 ⁽³⁾
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
1 unchanged sentence
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2025 formatted in Extensible Business Reporting Language (XBRL):
+Added: The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2026 formatted in Extensible Business Reporting Language (XBRL):
(1) Condensed Consolidated Balance Sheets;
9 unchanged sentences
001-38483) and incorporated herein by reference.
+Added: (3) Filed as an exhibit to the Registrant’s Current Report on Form 8-K filed with the SEC on April 9, 2026 (File No.
+Added: 001-38483) and incorporated herein by reference.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 7, 2025
−Removed: /s/ George J.
+Added: /s/ Christopher F.
+Added: Christopher F.
President and Chief Executive Officer
(Principal Executive Officer)
−Removed: November 7, 2025
−Removed: Senior Executive Vice President, Chief Financial Officer and Secretary
+Added: Executive Vice President, Chief Financial Officer and Corporate Secretary
(Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.