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(c) Trading Plans.
−Removed: During the three months ended March 31, 2024, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “ Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended June 30, 2024, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “ Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Articles of Incorporation of BayCom Corp (1)
Amended and Restated Bylaws of BayCom Corp (2)
+Added: BayCom Corp 2024 Omnibus Incentive Plan (3)
+Added: Form of Incentive Stock Option Agreement under the BayCom Corp 2024 Omnibus Incentive Plan (4)
+Added: Form of Non-Qualified Stock Option Agreement under the BayCom Corp 2024 Omnibus Incentive Plan (4)
+Added: Form of Restricted Stock Agreement under the BayCom Corp 2024 Omnibus Incentive Plan (4)
+Added: Form of Restricted Stock Unit Agreement under the BayCom Corp 2024 Omnibus Incentive Plan (4)
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024 formatted in Extensible Business Reporting Language (XBRL):
+Added: The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024 formatted in Extensible Business Reporting Language (XBRL):
(1) Condensed Consolidated Balance Sheets;
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Cover Page Interactive Data File (embedded within the Inline XBRL document).
−Removed: (1) Incorporated herein by reference to the Registration Statement on Form S-1 filed with the SEC on April 11, 2018 (File No.
−Removed: (2) Incorporated herein by reference to the Registrant’s Current Report on Form 8-K filed with the SEC on June 17, 2020 (File No.
+Added: (1) Filed as an exhibit to the Registrant’s Registration Statement on Form S-1 filed with the SEC on April 11, 2018 (File No.
+Added: 333-224236) and incorporated herein by reference.
+Added: (2) Filed as an exhibit to the Registrant’s Current Report on Form 8-K filed with the SEC on June 17, 2020 (File No.
+Added: 001-38483) and incorporated herein by reference.
+Added: (3) Included as Appendix A to the Registrant’s Definitive Proxy Statement on Schedule 14A filed with the SEC on April 26, 2024 (File No.
+Added: 001-38483) and incorporated herein by reference.
+Added: (4) Filed as an exhibit to the Registrant’s Registration Statement on Form S-8 filed with the SEC on June 24, 2024 (File No.
+Added: 333-280442) and incorporated herein by reference.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
+Added: August 9, 2024
/s/ George J.
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(Principal Executive Officer)
+Added: August 9, 2024
Senior Executive Vice President, Chief Financial Officer and Secretary
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.