3 unchanged sentences
(c) Trading Plans.
−Removed: During the three months ended September 30, 2023, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended March 31, 2024, no director or officer (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted or terminated a “ Rule 10b5-1 trading arrangement” or “ non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
Articles of Incorporation of BayCom Corp (1)
Amended and Restated Bylaws of BayCom Corp (2)
−Removed: Amended and Restated Executive Supplemental Compensation Agreement by and between United Business Bank and George J.
−Removed: Guarini, dated June 20, 2023 (3)
−Removed: Amendment No.
−Removed: 1 to Amended and Restated Joint Beneficiary Agreement by and between United Business Bank and George J.
−Removed: Guarini, dated June 20, 2023 (3)
−Removed: Amendment No.
−Removed: 1 to Joint Beneficiary Agreement by and between United Business Bank and Keary Colwell, dated June 20, 2023 (3)
−Removed: Amendment No.
−Removed: 1 to Joint Beneficiary Agreement by and between United Business Bank and Janet King, dated June 20, 2023 (3)
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
1 unchanged sentence
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 formatted in Extensible Business Reporting Language (XBRL):
+Added: The following materials from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024 formatted in Extensible Business Reporting Language (XBRL):
(1) Condensed Consolidated Balance Sheets;
7 unchanged sentences
(2) Incorporated herein by reference to the Registrant’s Current Report on Form 8-K filed with the SEC on June 17, 2020 (File No.
−Removed: (3) Incorporated herein by reference to the Registrant’s Current Report on Form 8-K filed with the SEC on June 23, 2023 (File No.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
−Removed: November 13, 2023
/s/ George J.
1 unchanged sentence
(Principal Executive Officer)
−Removed: November 13, 2023
Senior Executive Vice President, Chief Financial Officer and Secretary
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.