2 unchanged sentences
File/Furnished Herewith
−Removed: BioAtla, Inc.
−Removed: Management Change of Control Severance Plan and Summary Plan Description
−Removed: Master Clinical Trial Collaboration Agreement, dated January 5, 2022, by and between BioAtla, Inc.
−Removed: and Bristol-Myers Squibb Company.
+Added: Open Market Sale Agreement SM ,dated as of January 6, 2023 between BioAtla, Inc.
+Added: and Jefferies LLC
Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C.
+Added: Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18
Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
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the instance document does not appear in the Interactive Data File because XBRL tags are embedded within the Inline XBRL document.
−Removed: The following materials from BioAtla’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2022, formatted in iXBRL (inline eXtensible Business Reporting Language):
−Removed: (i) the Condensed Consolidated Balance Sheets, (ii) the Condensed Consolidated Statements of Operations and Comprehensive Loss, (iii) the Condensed Consolidated Statements of Stockholders’
−Removed: Equity (iv) the Condensed Consolidated Statements of Cash Flows, and (v) Notes to Condensed Consolidated Financial Statements, tagged as blocks of text and including detailed tags
+Added: The following materials from BioAtla’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2023, formatted in iXBRL (inline eXtensible Business Reporting Language):
+Added: (i) the Condensed Balance Sheets, (ii) the Condensed Statements of Operations and Comprehensive Loss, (iii) the Condensed Statements of Stockholders’
+Added: Equity (iv) the Condensed Statements of Cash Flows, and (v) Notes to Condensed Financial Statements, tagged as blocks of text and including detailed tags
Cover Page Interactive Data File (formatted as Inline XBRL document and contained in exhibit 101)
Furnished and not filed.
−Removed: + Indicates management contract or compensatory plan.
−Removed: * Portions of this exhibit have been redacted in accordance with Item 601(b)(10)(iv) of Regulation S-K.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 4, 2022
Chief Executive Officer
(Principal Executive Officer)
−Removed: November 4, 2022
/s/ Richard A.
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.