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Security Trading Plans of Directors and Executive Officers
−Removed: During the Company's fiscal quarter ended November 1, 2025, none of our directors or officers informed us of the adoption or termination of a “Rule 10b5 - 1 trading arrangement” or “non-Rule 10b5 - 1 trading arrangement”, as such terms are defined under Item 408 (a) of Regulation S-K.
+Added: Item 408 (a) of Regulation S-K requires the Company to disclose whether any of its directors or officers have adopted or terminated (i) any trading arrangement that is intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c);
+Added: and/or (ii) any written trading arrangement that meets the requirements of a “non-Rule 10b5 - 1 trading arrangement” as defined in Item 408 (c) of Regulation S-K.
+Added: During the Company's fiscal quarter ended May 2, 2026, the following activity occurred requiring disclosure under Item 408 (a) of Regulation S-K
+Added: • Voin Todorovic , Chief Financial Officer , adopted a new trading arrangement on April 2, 2026 providing for the sale of up to 12,000 aggregate shares of the Company’s Class A common stock between July 6, 2026, and January 29, 2027 .
+Added: • Narayan Iyengar , Director , adopted a new trading arrangement on March 20, 2026 providing for the sale of up to 3,448 aggregate shares of the Company's Class A common stock between June 22, 2026, and February 26, 2027 .
+Added: • Sharon John , Chief Executive Officer , adopted a new trading arrangement on March 19, 2026 providing for the sale of up to 91,036 aggregate shares of the company's Class A common stock between July 6, 2026, and September 2, 2026 .
+Added: Each of the foregoing trading arrangements is intended to satisfy the affirmative defense of rule 10b5 - 1 (c).
The following is a list of exhibits filed as a part of the quarterly report on Form 10-Q:
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3 to our Registration Statement on Form S-1, filed on October 1, 2004, Registration No.
+Added: CEO Employment, Confidentiality and Noncompete Agreement, effective as of March 12, 2026, by and between J.
+Added: Christopher Hurt and Build-A-Bear Workshop, Inc.
+Added: (incorporated by reference from Exhibit 10.1 of our Current Report on Form 8-K filed on March 12, 2026).
+Added: Amended and Restated Employment, Confidentiality, and Noncompete Agreement, effective as of June 11, 2026, by and between David Henderson and Build-A-Bear Workshop, Inc.
Rule 13a-14(a)/15d-14(a) certification (pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, executed by the President and Chief Executive Officer)
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: December 11, 2025
+Added: June 11, 2026
BUILD-A-BEAR WORKSHOP, INC.
7 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.