ANAVEX LIFE SCIENCES CORP. 10-K

ITEM 5. MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES Market information Our common stock is quoted on the Nasdaq Global Select Stock Market (“Nasdaq”) under the symbol “AVXL.” 51 Holders of Common Stock As of November 28, 2022 , there were approximately 49 stockholders of record, and 77,961,815 shares of our common stock were issued and outstanding. Most of our stockholders hold their shares in street name. Dividends We have not paid any cash dividends on our common stock and have no intention of paying any dividends on the shares of our common stock. Our current policy is to retain earnings, if any, for use in our operations and in the development of our business. Our future dividend policy will be determined from time to time by our Board of Directors. Recent Sales of Unregistered Securities Since the beginning of our fiscal year ended September 30, 2022, we have not sold any equity securities that were not registered under the Securities Act of 1933 that were not previously reported in a quarterly report on Form 10-Q or in a current report on Form 8-K. Repurchases of Equity Securities by Our Company and Affiliated Purchasers None. ITEM 6 [Reserved]