Item 1A. Risk Factors
Item 1A. Risk Factors
The primary risk factors
affecting our business have not changed materially from the risk factors set forth in our Prospectus Supplement filed with the
SEC on September 2, 2020 or our Annual Report on Form 10-K for the year ended December 31, 2019.
Item 6. Exhibits
The following is a list
of exhibits filed as part of this Report on Form 10-Q:
Exhibit
No.
Description
Method of Filing
31.1
Certifications Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Filed electronically herewith
31.2
Certifications Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Filed electronically herewith
32.1
Certification of Principal Executive Officer and Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350).
Filed electronically herewith
10.1
E quity Distribution Agreement dated as of September 2, 2020 between the Company and Craig-Hallum Capital Group LLC
Incorporated by reference from the Company’s Current Report on Form 8-K filed on September 2, 2020
101.INS
XBRL Instance Document
Filed electronically herewith
101.SCH
XBRL Taxonomy Extension Schema Document
Filed electronically herewith
101.CAL
XBRL Taxonomy Extension Calculation Linkbase Document
Filed electronically herewith
101.LAB
XBRL Taxonomy Extension Label Linkbase Document
Filed electronically herewith
101.PRE
XBRL Taxonomy Extension Presentation Linkbase Document
Filed electronically herewith
101.DEF
XBRL Taxonomy Extension Definition Linkbase Document
Filed electronically herewith
19
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant
and in the capacities and the on the date indicated.
ATOMERA INCORPORATED.
Date: November 3, 2020
By:
/s/ Scott A. Bibaud
Scott A. Bibaud
Chief Executive Officer,
(Principal Executive Officer)
and Director
Date: November 3, 2020
By:
/s/ Francis B. Laurencio
Francis B. Laurencio
Chief Financial Officer
(Principal Financial and
Accounting Officer)
20
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.