OTHER INFORMATION
−Removed: During the three months ended June 30, 2024, none of our directors or officers entered into 10b5-1 trading plans.
+Added: On October 31, 2024, we entered into a Sales Agreement (the “Sales Agreement”) with Roth Capital Partners, LLC ("Roth”).
+Added: The Sales Agreement provides for the offer and sale of up to $25,000 of our newly issued Common Stock, par value $0.01 per share (the “Common Stock”), from time to time through an “at the market offering” program.
+Added: We will specify the parameters for the sale of the shares of Common Stock, including the number of shares to be issued, the time period during which sales are requested to be made, any limitation on the number of shares that may be sold in any one trading day and any minimum price below which sales may not be made.
+Added: We may offer and sell up to $25,000 of shares of Common Stock pursuant to the Sales Agreement.
+Added: Actual sales of Common Stock under the Sales Agreement will depend on a variety of factors including, among other things, market conditions, the trading price of the Common Stock, and potential funding needs.
+Added: As a result, the full amount of capital may not be fully realized.
+Added: We intend to use the net proceeds from these at-market offerings, if any, for general corporate purposes.
+Added: Our general corporate purposes include, but are not limited to, repayment or refinancing of debt, capital expenditures, funding possible acquisitions, working capital and satisfaction of other obligations.
+Added: During the three months ended September 30, 2024, none of our directors or officers have entered into, or terminated, a 10b5-1 trading plan.
EXHIBITS, FINANCIAL STATEMENT SCHEDULES
6 unchanged sentences
EXHIBIT NUMBER DESCRIPTION
−Removed: Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
−Removed: Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (filed herewith).
+Added: Sales Agreement, dated October 31, 2024, by and between Asure Software, Inc., and Roth Capital Partners, LLC (filed as Exhibit 1.1 to the Current Report on Form 8-K dated October 31, 2024).
+Added: Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
Certification pursuant to 18 U.S.C.
−Removed: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
+Added: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
Certification pursuant to 18 U.S.C.
−Removed: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (furnished herewith).
−Removed: 101 The following materials from Asure Software, Inc.’s Condensed Quarterly Report on Form 10-Q for the three months ended June 30, 2024, formatted in Inline XBRL:
+Added: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
+Added: 101 The following materials from Asure Software, Inc.’s Quarterly Report on Form 10-Q for the three months ended September 30, 2024, formatted in Inline XBRL:
(1) the Condensed Consolidated Balance Sheets, (2) the Condensed Consolidated Statements of Comprehensive Loss, (3) the Condensed Consolidated Statements of Changes in Stockholders’ Equity, (4) the Condensed Consolidated Statements of Cash Flows, and (5) Notes to Condensed Consolidated Financial Statements (filed herewith).
−Removed: 104 The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, formatted as Inline XBRL and contained in Exhibit 101 (filed herewith).
+Added: 104 The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, formatted as Inline XBRL and contained in Exhibit 101 (filed herewith).
* Filed herewith.
** Furnished herewith.
−Removed: + Indicates management contract or compensatory plan, contract or arrangement in which directors or executive officers participate.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ASURE SOFTWARE, INC.
−Removed: August 1, 2024 By:
+Added: October 31, 2024 By:
/s/ PATRICK GOEPEL
2 unchanged sentences
(Principal Executive Officer)
−Removed: August 1, 2024 By:
+Added: October 31, 2024 By:
/s/ JOHN PENCE
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.