Other Information.
−Removed: Executive Employment Agreement, dated January 1, 2023, by and between the Registrant and Ricardo C.
−Removed: Rodriguez (incorporated by reference to Exhibit 10.18(3) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2022, File No.
−Removed: Executive Employment Agreement, dated January 1, 2023, by and between the Registrant and Kelley Conte (incorporated by reference to Exhibit 10.18(4) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2022, File No.
−Removed: Executive Employment Agreement, dated January 1, 2023, by and between the Registrant and Gregg Landes (incorporated by reference to Exhibit 10.18(5) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2022, File No.
−Removed: Executive Employment Agreement, dated January 1, 2023, by and between the Registrant and Keith Schilling (incorporated by reference to Exhibit 10.18(7) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2022, File No.
−Removed: Executive Employment Agreement, dated January 1, 2023, by and between the Registrant and Corby Whitaker (incorporated by reference to Exhibit 10.18(8) to the Company’s Annual Report on Form 10-K for the year ended December 31, 2022, File No.
+Added: During the fiscal quarter ended June 30, 2023, none of our directors or executive officers adopted , modified or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.”
+Added: Certificate of Amendment to Restated Certificate of Incorporation of Aspen Aerogels, Inc., dated June 1, 2023 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 1, 2023, File No.
+Added: Aspen Aerogels 2023 Equity Incentive Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on June 1, 2023, File No.
+Added: Form of Stock Option Agreement under the Aspen Aerogels 2023 Equity Incentive Plan (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on June 1, 2023, File No.
+Added: Form of Restricted Stock Unit Agreement for Executive Officers under the Aspen Aerogels 2023 Equity Incentive Plan (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on June 1, 2023, File No.
+Added: Form of Restricted Stock Agreement for Directors under the Aspen Aerogels 2023 Equity Incentive Plan (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K filed on June 1, 2023, File No.
+Added: Form of Director Stock Option Agreement under the Aspen Aerogels 2023 Equity Incentive Plan (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K filed on June 1, 2023, File No.
Certification of principal executive officer under Section 302(a) of the Sarbanes-Oxley Act of 2002.
8 unchanged sentences
Cover Page Interactive Data File (embedded within the Inline XBRL document).
+Added: + Management contract or compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ASPEN AEROGELS, INC.
+Added: August 3, 2023
/s/ Donald R.
1 unchanged sentence
(principal executive officer)
+Added: August 3, 2023
/s/ Ricardo C.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.