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Description of Document
−Removed: Fifth Amended and Restated Certificate of Incorporation, effective as of June 12, 2020.
−Removed: Amended and Restated Bylaws of Assembly Biosciences, Inc.
Amendment No.
−Removed: 3 to Assembly Biosciences, Inc.
−Removed: 2018 Stock Incentive Plan.
+Added: 1 to Exclusive License Agreement, by and between Assembly Biosciences, Inc.
+Added: and the Indiana University Research and Technology Corporation.
+Added: Amendment No.
+Added: 2 to Exclusive License Agreement by and between Assembly Biosciences, Inc.
+Added: and the Indiana University Research and Technology Corporation.
+Added: Collaboration Agreement, dated as of July 17, 2020, by and between Assembly Biosciences, Inc.
+Added: and BeiGene, Ltd.
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101.)
−Removed: Represents management contracts or compensatory plans or arrangements.
+Added: The schedules to this exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
+Added: Portions of this exhibit that are both not material and would likely cause competitive harm to the registrant if publicly disclosed have been omitted pursuant to Item 601(b)(10)(iv) of Regulation S-K.
The certifications attached as Exhibit 32.1 and Exhibit 32.2 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the SEC and are not to be incorporated by reference into any filing of Assembly Biosciences, Inc.
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Assembly Biosciences, Inc.
−Removed: August 5, 2020
+Added: November 5, 2020
McHutchison, A.O., M.D.
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(Principal Executive Officer)
−Removed: August 5, 2020
+Added: November 5, 2020
/s/ Thomas J.
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.