1 unchanged sentence
Trading Plans
−Removed: During the three months ended June 30, 2024, our Section 16 officers and directors adopted or terminated contracts, instructions or written plans for the purchase or sale of our securities as noted below:
+Added: During the three months ended September 30, 2024, our Section 16 officers and directors adopted or terminated contracts, instructions or written plans for the purchase or sale of our securities as noted below:
Name and Title of Director or Officer
2 unchanged sentences
Rule 10b5-1* Non-Rule 10b5-1**
−Removed: David Rosenbaum , Chief Development Officer
−Removed: Adoption May 17, 2024 X
−Removed: 179,564 January 31, 2025
−Removed: Justin Renz , Chief Financial and Operations Officer
−Removed: Adoption May 22, 2024 X
−Removed: 127,041 December 30, 2024
−Removed: Robert Blanks , Chief Regulatory Officer
−Removed: Adoption June 4, 2024 X
+Added: Michael Raab , President and Chief Executive Officer
+Added: Adoption September 4, 2024 X
500,000 January 2, 2026
4 unchanged sentences
3.1 Amended and Restated Certificate of Incorporation.
−Removed: 8-K 6/24/2014 3.1
+Added: June 24, 2024 3.1
3.2 Certificate of Amendment to Amended and Restated Certificate of Incorporation.
−Removed: 8-K 6/20/2023 3.1
+Added: June 20, 2023 3.1
3.3 Amended and Restated Bylaws.
−Removed: 8-K 6/24/2014 3.2
−Removed: 10.1# Ardelyx, Inc.
−Removed: Amended and Restated 2014 Equity Incentive Award Plan.
−Removed: 10.2# Ardelyx, Inc.
−Removed: Amended and Restated 2014 Employee Stock Purchase Plan.
+Added: 8-K June 24, 2014 3.2
+Added: Commercial Supply Agreement , dated August 7, 2024 and effective as of July 23, 2024, by and between Ardelyx, Inc.
+Added: and Catalent.
+Added: 8-K August 12, 2024 10.1
+Added: Commercial Supply Agreement, dated October 25, 2024, by and among Ardelyx, Inc., Hovione Farmaciência, S.A.
+Added: and Hovione, LLC .
+Added: 10.3 Lease Agreement, dated October 3, 2024, by and between Ardelyx, Inc.
+Added: and BMR-Pacific Research Center LP.
+Added: 8-K October 9, 2024 10.1
+Added: 10.4 Sixth Amendment to Lease, dated May 25, 2021, by and between Ardelyx, Inc.
+Added: and 34175 Ardenwood Venture, LLC.
+Added: October 9, 2024 10.2
+Added: 10.5 Fourth Amendment to the Loan and Security Agreement dated October 29, 2024, by and between Ardelyx, Inc.
+Added: and SLR Investment Corp.
+Added: Offer Letter, dated July 25, 2024 by and between Alderyx, Inc.
+Added: and Eric Foster.
31.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
101 The following financial statements, formatted in Inline Extensible Business Reporting Language (XBRL):
−Removed: (i) Condensed Balance Sheets as of June 30, 2024 and December 31, 2023, (ii) Condensed Statements of Operations and Comprehensive Loss for the three and six months ended June 30, 2024 and 2023, (iii) Condensed Statements of Changes in Stockholders Equity for the three and six months ended June 30, 2024 and 2023, (iv) Condensed Statements of Cash Flows for the six months ended June 30, 2024 and 2023, and (v) Notes to Unaudited Condensed Financial Statements.
+Added: (i) Condensed Balance Sheets as of September 30, 2024 and December 31, 2023, (ii) Condensed Statements of Operations and Comprehensive Income (Loss) for the three and nine months ended September 30, 2024 and 2023, (iii) Condensed Statements of Changes in Stockholders Equity for the three and nine months ended September 30, 2024 and 2023, (iv) Condensed Statements of Cash Flows for the nine months ended September 30, 2024 and 2023, and (v) Notes to Unaudited Condensed Financial Statements.
104 Cover Page Interactive Data File, formatted in Inline XBRL and contained in Exhibit 101.
+Added: † Portions of the exhibit, marked by brackets, have been omitted because the omitted information (i) is not material and (ii) is the type that the Company treats as private or confidential.
# Indicates management contract or compensatory plan.
3 unchanged sentences
Ardelyx, Inc.
−Removed: August 1, 2024 By:
+Added: October 31, 2024 By:
/s/ Robert Felsch
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.