Other Information.
−Removed: Trading Arrangements of Section 16 Reporting Persons.
−Removed: During the Company’s last fiscal quarter, the Company’s directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated the contracts, instructions or written plans for the purchase or sale of the Company’s securities set forth in the table below.
−Removed: Types of Trading Arrangement
−Removed: Name and Position
−Removed: Adoption Date
−Removed: Non-Rule 10b5-1**
−Removed: Total Shares of Common Stock to be Sold
−Removed: Total Shares of Common Stock to be Purchased
−Removed: Expiration Date
−Removed: Jennifer Lew , Chief Financial Officer
−Removed: Douglas Love , Chief Executive Officer
−Removed: Ted Yednock , Executive Vice President and Chief Innovation Officer
−Removed: __________________
−Removed: * Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
−Removed: ** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(a) of Regulation S-K under the Exchange Act.
EXHIBIT INDEX
3 unchanged sentences
Amended and Restated Bylaws.
+Added: 2022 Employment Inducement Award Plan
+Added: Form of Stock Option Grant Notice and Stock Option Agreement under the 2022 Employment Inducement Award Plan
+Added: Form of Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Award Agreement under the 2022 Employment Inducement Award Plan
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as amended.
9 unchanged sentences
Annexon, Inc.
−Removed: August 12, 2024
+Added: November 14, 2024
/s/ Douglas Love, Esq.
2 unchanged sentences
(Principal Executive Officer)
−Removed: August 12, 2024
+Added: November 14, 2024
/s/ Jennifer Lew
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.