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Amended and Restated Bylaws.
−Removed: Form of Pre-Funded Warrant.
−Removed: Form of Common Warrant.
−Removed: Securities Purchase Agreement, dated July 7, 2022, by and among the Registrant and the Purchasers named within.
−Removed: Annexon, Inc.
−Removed: 2022 Employment Inducement Award Plan.
−Removed: Form of Stock Option Grant Notice and Stock Option Agreement under the 2022 Employment Inducement Award Plan.
−Removed: Form of Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Award Agreement under the 2022 Employment Inducement Award Plan.
+Added: Non-Employee Director Compensation Program.
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as amended.
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Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, as amended, is not deemed “filed”
−Removed: by the Registrant for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, nor shall Exhibit 32.1 be deemed to be incorporated by reference in any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise specifically stated in such filing.
+Added: by the Registrant for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, nor shall Exhibit 32.1 be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except to the extent that the Registrant specifically incorporates it by reference.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Annexon, Inc.
−Removed: November 3, 2022
/s/ Douglas Love, Esq.
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(Principal Executive Officer)
−Removed: November 3, 2022
/s/ Jennifer Lew
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.