OTHER INFORMATION
−Removed: During the three months ended September 30, 2023, no director or officer of the Company adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended March 31, 2024, no director or officer of the Company adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
AMERIPRISE FINANCIAL, INC.
9 unchanged sentences
1-32525, filed on May 1, 2014).
+Added: Certificate of Amendment to the Amended and Restated Certificate of Incorporation, as amended (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K, File No.
+Added: 1-32525, filed on April 26, 2024).
Amended and Restated Bylaws of Ameriprise Financial, Inc.
6 unchanged sentences
The registrant agrees to furnish copies of these instruments to the SEC upon request.
−Removed: Ameriprise Financial Form of Award Certificate - Restricted Stock Award
−Removed: Ameriprise Financial Form of Award Certificate - Restricted Stock Unit Award
−Removed: Ameriprise Financial Form of Award Certificate - Non-Qualified Stock Option Award
Certification of James M.
6 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 101 The following materials from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended September 30, 2023 are formatted in iXBRL (Inline eXtensible Business Reporting Language):
−Removed: (i) Consolidated Statements of Operations for the three and nine months ended September 30, 2023 and 2022;
−Removed: (ii) Consolidated Statements of Comprehensive Income for the three and nine months ended September 30, 2023 and 2022;
−Removed: (iii) Consolidated Balance Sheets at September 30, 2023 and December 31, 2022;
−Removed: (iv) Consolidated Statements of Equity for the three and nine months ended September 30, 2023 and 2022;
−Removed: (v) Consolidated Statements of Cash Flows for the nine months ended September 30, 2023 and 2022;
+Added: 101 The following materials from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended March 31, 2024 are formatted in iXBRL (Inline eXtensible Business Reporting Language):
+Added: (i) Consolidated Statements of Operations for the three months ended March 31, 2024 and 2023;
+Added: (ii) Consolidated Statements of Comprehensive Income for the three months ended March 31, 2024 and 2023;
+Added: (iii) Consolidated Balance Sheets at March 31, 2024 and December 31, 2023;
+Added: (iv) Consolidated Statements of Equity for the three months ended March 31, 2024 and 2023;
+Added: (v) Consolidated Statements of Cash Flows for the three months ended March 31, 2024 and 2023;
and (vi) Notes to the Consolidated Financial Statements.
−Removed: 104 The cover page from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended September 30, 2023 is formatted in iXBRL and contained in Exhibit 101.
+Added: 104 The cover page from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended March 31, 2024 is formatted in iXBRL and contained in Exhibit 101.
* Filed electronically herewithin.
−Removed: † Management contract or compensation plan or arrangement.
AMERIPRISE FINANCIAL, INC.
1 unchanged sentence
AMERIPRISE FINANCIAL, INC.
−Removed: November 2, 2023
/s/ Walter S.
1 unchanged sentence
(Principal Financial Officer)
−Removed: November 2, 2023
Senior Vice President and Controller
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.