1 unchanged sentence
The following table presents the information with respect to purchases made by or on behalf of Ameriprise Financial, Inc.
−Removed: or any “affiliated purchaser” (as defined in Rule 10b-18(a)(3) under the Securities Exchange Act of 1934), of our common stock during the third quarter of 2021:
+Added: or any “affiliated purchaser” (as defined in Rule 10b-18(a)(3) under the Securities Exchange Act of 1934), of our common stock during the first quarter of 2022:
(a) (b) (c) (d)
4 unchanged sentences
Approximate Dollar Value of Shares that May Yet Be Purchased Under the Plans or Programs (1)
−Removed: July 1 to July 31, 2021
+Added: January 1 to January 31, 2022
Share repurchase program (1)
2 unchanged sentences
110,082 $ 304.64 N/A N/A
−Removed: August 1 to August 31, 2021
+Added: February 1 to February 28, 2022
Share repurchase program (1)
2 unchanged sentences
289,352 $ 311.08 N/A N/A
−Removed: September 1 to September 30, 2021
+Added: March 1 to March 31, 2022
Share repurchase program (1)
9 unchanged sentences
(1) In August 2020, our Board of Directors authorized an expenditure of up to $2.5 billion for the repurchase of our common stock through September 30, 2022.
+Added: In January 2022, our Board of Directors authorized an additional $3.0 billion for the repurchase of our common stock through March 31, 2024.
The share repurchase program does not require the purchase of any minimum number of shares, and depending on market conditions and other factors, these purchases may be commenced or suspended at any time without prior notice.
25 unchanged sentences
The registrant agrees to furnish copies of these instruments to the SEC upon request.
+Added: Ameriprise Financial Long-Term Incentive Award Program Guide
Certification of James M.
6 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 101 The following materials from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended September 30, 2021 are formatted in iXBRL (Inline eXtensible Business Reporting Language):
−Removed: (i) Consolidated Statements of Operations for the three months and nine months ended September 30, 2021 and 2020;
−Removed: (ii) Consolidated Statements of Comprehensive Income for the three months and nine months ended September 30, 2021 and 2020;
−Removed: (iii) Consolidated Balance Sheets at September 30, 2021 and December 31, 2020;
−Removed: (iv) Consolidated Statements of Equity for the three months and nine months ended September 30, 2021 and 2020;
−Removed: (v) Consolidated Statements of Cash Flows for the nine months ended September 30, 2021 and 2020;
+Added: 101 The following materials from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended March 31, 2022 are formatted in iXBRL (Inline eXtensible Business Reporting Language):
+Added: (i) Consolidated Statements of Operations for the three months ended March 31, 2022 and 2021;
+Added: (ii) Consolidated Statements of Comprehensive Income for the three months ended March 31, 2022 and 2021;
+Added: (iii) Consolidated Balance Sheets at March 31, 2022 and December 31, 2021;
+Added: (iv) Consolidated Statements of Equity for the three months ended March 31, 2022 and 2021;
+Added: (v) Consolidated Statements of Cash Flows for the three months ended March 31, 2022 and 2021;
and (vi) Notes to the Consolidated Financial Statements.
−Removed: 104 The cover page from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended September 30, 2021 is formatted in iXBRL and contained in Exhibit 101.
+Added: 104 The cover page from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended March 31, 2022 is formatted in iXBRL and contained in Exhibit 101.
* Filed electronically herewithin.
+Added: † Management contract or compensation plan or arrangement
AMERIPRISE FINANCIAL, INC.
1 unchanged sentence
AMERIPRISE FINANCIAL, INC.
−Removed: November 9, 2021
/s/ Walter S.
1 unchanged sentence
(Principal Financial Officer)
−Removed: November 9, 2021
−Removed: Senior Vice President – Corporate Finance and Controller
+Added: Executive Vice President / LFO – Finance
(Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.