OTHER INFORMATION.
−Removed: During the three months ended
−Removed: September 30, 2023, none of our directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended)
−Removed: informed us of the adoption or termination of a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms
−Removed: are defined in Item 408 of Regulation S-K of the Securities Act of 1933, as amended).
−Removed: Second Amended and Restated Employment Agreement dated September 17, 2023 between Bryon T.
−Removed: McGregor and Alto Ingredients, Inc.
−Removed: Third Amended and Restated Employment Agreement dated September 18, 2023 between Michael D.
+Added: the three months ended March 31, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act
+Added: of 1934, as amended) informed us of the adoption or termination of a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement
+Added: (as such terms are defined in Item 408 of Regulation S-K of the Securities Act of 1933, as amended).
+Added: Amended and Restated Bylaws (**)
+Added: Amendment to Third Amended and Restated Employment Agreement dated April 1, 2024 between Michael D.
Kandris and Alto Ingredients, Inc.
−Removed: Second Amended and Restated Employment Agreement dated September 17, 2023 between Robert R.
−Removed: Olander and Alto Ingredients, Inc.
+Added: Second Amended and Restated Employment Agreement dated April 1, 2024 between Todd E.
+Added: Benton and Alto Ingredients, Inc.
+Added: Form of Performance Share Agreement under 2016 Stock Incentive Plan (*)
Certifications Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (*)
2 unchanged sentences
Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (*)
−Removed: Inline XBRL Instance Document (*)
−Removed: Inline XBRL Taxonomy Extension Schema Document (*)
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase Document (*)
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document (*)
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document (*)
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document (*)
−Removed: Cover Page Interactive Data File (formatted as Inline XBRL with applicable taxonomy extension information contained in Exhibits 101) (*)
−Removed: Filed herewith.
−Removed: (#) Previously filed as an exhibit to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission
−Removed: on September 20, 2023.
−Removed: Pursuant to the requirements
−Removed: of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
−Removed: duly authorized.
+Added: XBRL Instance Document (*)
+Added: XBRL Taxonomy Extension Schema
+Added: XBRL Taxonomy Extension Calculation
+Added: XBRL Taxonomy Extension Definition
+Added: XBRL Taxonomy Extension Label
+Added: XBRL Taxonomy Extension Presentation
+Added: Cover Page Interactive Data
+Added: File (formatted as Inline XBRL with applicable taxonomy extension information contained in Exhibits 101) (*)
+Added: (**) Previously
+Added: filed as an exhibit to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 6,
+Added: (***) Previously
+Added: filed as an exhibit to the Registrant’s Current Report on Form 8-K filed with the Securities
+Added: and Exchange Commission on March 21, 2024.
+Added: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
+Added: the undersigned thereunto duly authorized.
ALTO INGREDIENTS, INC.
−Removed: November 8, 2023
−Removed: Chief Financial Officer
−Removed: (Principal Financial and Accounting Officer)
+Added: Chief Financial
+Added: Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.