Other Information
−Removed: During the three months ended March 31, 2026, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
+Added: In Item 9B of Part II of our Annual Report on Form 10-K for the year ended December 31, 2025, we inadvertently omitted the disclosure of a new Rule 10b5-1 trading arrangement (the “Plan”) entered into by Brian R.
+Added: To date, no transactions have occurred under the Plan.
+Added: The terms of the Plan are described below.
+Added: On November 21, 2025, Brian Smith, our director, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
+Added: Subject to certain conditions, the Plan provides for the sale of up to 3,276,000 shares of our common stock through March 1, 2027, for a duration of 465 days.
EXHIBIT INDEX
2 unchanged sentences
Exhibit Filing Date
+Added: 10.1 Fourth Amendment to Amended and Restated Credit Agreement, among Alkami Technology, Inc.
+Added: as the Borrower, the several Lenders from time to time party thereto and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as Administrative Agent, Issuing Lender and Swingline Lender, dated as of April 3, 2026
+Added: 10.2 Fifth Amendment to Amended and Restated Credit Agreement, among Alkami Technology, Inc.
+Added: as the Borrower, the several Lenders from time to time party thereto and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as Administrative Agent, Issuing Lender and Swingline Lender, dated as of May 1, 2026
+Added: 8-K 001-40321 10.1 5/6/2026
31.1 Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
12 unchanged sentences
Alkami Technology, Inc.
−Removed: April 30, 2026 By:
+Added: July 30, 2026 By:
/s/ Alex Shootman
2 unchanged sentences
(Principal Executive Officer)
−Removed: April 30, 2026 By:
+Added: July 30, 2026 By:
/s/ Cassandra Hudson
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.