5 unchanged sentences
Management’s Annual Report on Internal Control over Financial Reporting
−Removed: This Annual Report on Form 10-K does not include a report of management’s assessment regarding our internal control over financial reporting or an attestation report of our independent registered accounting firm due to a transition period established by rules of the SEC for newly public companies.
−Removed: Additionally, our independent registered accounting firm will not be required to opine on the effectiveness of our internal control over financial reporting pursuant to Section 404 of Sarbanes-Oxley Act of 2002 until we no longer qualify as an “emerging growth company.”
+Added: Our management is responsible for establishing and maintaining adequate internal control over financial reporting, as such term is defined in Rules 13a-15(f) and 15d-15(f) under the Exchange Act.
+Added: Under the supervision and with the participation of our management, including our principal executive officer and principal financial officer, we conducted an evaluation of the effectiveness of our internal control over financial reporting based on the framework in the Internal Control - Integrated Framework (2013) issued by the Committee of Sponsoring Organizations of the Treadway Commission.
+Added: Based on our evaluation under the framework in Internal Control - Integrated Framework (2013), our management concluded that our internal control over financial reporting was effective as of December 31, 2022.
+Added: Our independent registered accounting firm will not be required to opine on the effectiveness of our internal control over financial reporting pursuant to Section 404 of the Sarbanes-Oxley Act of 2002 until we no longer qualify as an “emerging growth company.”
Changes in Internal Control over Financial Reporting
24 unchanged sentences
Incorporated by Reference
−Removed: Exhibit Description Form Exhibit Filing Date Filed Herewith
+Added: Exhibit Description File No.
+Added: Form Exhibit Filing Date Filed Herewith
2.1† Asset Purchase Agreement, by and among ACH Alert, LLC, Deborah Peace, David Peace, Alkami Acquisition Corp.
3 unchanged sentences
001-40321 8-K 2.1 9/13/2021
+Added: 2.3* Merger Agreement, dated March 25, 2022, among Alkami Technology, Inc., Segmint Inc.
+Added: and the other parties thereto.
+Added: 001-40321 8-K 2.1 3/28/2022
3.1 Amended and Restated Certificate of Incorporation of Alkami Technology, Inc.
29 unchanged sentences
4.10 Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
+Added: 001-40321 10-K 4.10 2/25/2022
10.1 Amended and Restated Office Lease by and between Granite Park III, Ltd and Alkami Technology, Inc., dated as of September 6, 2017.
29 unchanged sentences
333-254108 S-1 10.14 3/10/2021
+Added: 10.15† Sixth Amendment to Bill Pay Service Reseller Agreement by and between Alkami Technology, Inc.
+Added: and CU Cooperative Systems, Inc., dated as of December 30, 2022.
+Added: 001-40321 8-K 10.1 1/3/2023
10.16# Alkami Technology, Inc.
37 unchanged sentences
001-40321 8-K 10.2 11/4/2021
−Removed: 10.30# Consent and First Amendment to Credit Agreement
+Added: 10.31 Senior Secured Credit Facilities Amended and Restated Credit Agreement, among Alkami Technology, Inc., as the Borrower, the Several Lenders from time to time party thereto and Silicon Valley Bank, as Administrative Agent, Issuing Lender and Swingline Lender, dated as of April 29, 2022
+Added: 001-40321 8-K 10.1 5/2/2022
+Added: 10.32 Amended and Restated Guarantee and Collateral Agreement, among Alkami Technology, Inc.
+Added: as the Borrower, the other Grantors referred to therein, and Silicon Valley Bank, as Administrative Agent, dated as of April 29, 2022.
+Added: 001-40321 8-K 10.1 5/2/2022
21.1 List of Subsidiaries of the Registrant
40 unchanged sentences
/s/ Todd Clark Director February 24, 2023
−Removed: /s/ Michael Hansen Director February 25, 2022
−Removed: Michael Hansen
/s/ Charles Kane Director February 24, 2023
−Removed: /s/ Gene Lockhart Director February 25, 2022
−Removed: Gene Lockhart
/s/ Steve Mitchell Director February 24, 2023
2 unchanged sentences
/s/ Raph Osnoss Director February 24, 2023
−Removed: /s/ Merline Saintil Director February 25, 2022
−Removed: Merline Saintil
/s/ Barbara Yastine Director February 24, 2023
Barbara Yastine
+Added: Alvarez Director February 24, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.