Other Information
−Removed: During the three months ended June 30, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) informed us of the adoption or termination of a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as those terms are defined in Regulation S-K, Item 408.
+Added: During the fiscal quarter ended September 30, 2024, none of our directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) informed us of the adoption or termination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined in Regulation S-K, Item 408), except as follows:
+Added: On August 27, 2024 , Peter Federico , our President and Chief Executive Officer and director , adopted a Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c) providing for the sale of up to 145,000 shares of our common stock.
+Added: The trading arrangement will expire on August 20, 2025 or earlier if all transactions under the trading arrangement are completed.
Exhibits and Financial Statement Schedules
57 unchanged sentences
*14 AGNC Investment Corp.
−Removed: Code of Ethics and Conduct, adopted July 18, 2024, filed herewith.
+Added: Code of Ethics and Conduct, adopted July 18, 2024, incorporated herein by reference to Exhibit 14 of Form 10-Q (File No.
+Added: 001-34057) filed August 5, 2024.
31.1 Certification of CEO Pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002.
18 unchanged sentences
Chief Executive Officer (Principal Executive Officer)
−Removed: August 5, 2024
+Added: November 1, 2024
/s/ B ERNICE E.
1 unchanged sentence
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)
−Removed: August 5, 2024
+Added: November 1, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.