15 unchanged sentences
*3.8 Certificate of Designations of 6.125% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, incorporated herein by reference to Exhibit 3.6 of Form 8-A (File No 001-34057), filed February 11, 2020.
−Removed: 9 Certificate of Designations of 7.75 % Series G Fixed- Rate Reset Cumulative Redeemable Preferred Stock, incorporated herein by reference to Exhibit 3.
−Removed: 7 of Form 8-A (File No 001-34057), filed September 1 4 , 202 2 .
+Added: *3.9 Certificate of Designations of 7.75% Series G Fixed-Rate Reset Cumulative Redeemable Preferred Stock, incorporated herein by reference to Exhibit 3.7 of Form 8-A (File No 001-34057), filed September 14, 2022.
*4.1 Instruments defining the rights of holders of securities:
3 unchanged sentences
See Article VI of our Fourth Amended and Restated Bylaws, as amended, incorporated herein by reference to Exhibit 3.1 of Form 8-K, filed March 11, 2021.
−Removed: 4.3 Form of Certificate for Common Stock, filed herewith .
+Added: *4.3 Form of Certificate for Common Stock, incorporated herein by reference to Exhibit 4.3 of Form 10-Q for the quarter ended September 30, 2022 (File No.
+Added: 001-34057), filed November 7, 2022.
*4.4 Specimen 7.00% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock Certificate, incorporated herein by reference to Exhibit 4.1 of Form 8-A (File No.
28 unchanged sentences
and Computershare Trust
−Removed: Company, N.A., jointly as depositary, incorporated herein by reference to Exhibit 4.
−Removed: 2 of Form 8-K (File No.
+Added: Company, N.A., jointly as depositary, incorporated herein by reference to Exhibit 4.2 of Form 8-K (File No.
001-34057) filed September 14, 2022.
−Removed: *4.1 8 Form of Depositary Receipt representing 1/1,000th of a share of 7.7 5% Series G Fixed- Rate Reset Cumulative Redeemable Preferred Stock (included as part of Exhibit 4.1 7 ), incorporated herein by reference to Exhibit A of Exhibit 4.
−Removed: 2 of Form 8-K (File No.
+Added: *4.18 Form of Depositary Receipt representing 1/1,000th of a share of 7.75% Series G Fixed-Rate Reset Cumulative Redeemable Preferred Stock (included as part of Exhibit 4.17), incorporated herein by reference to Exhibit A of Exhibit 4.2 of Form 8-K (File No.
001-34057) filed September 14, 2022.
+Added: † 10.1 Form of AGNC Investment Corp.
+Added: 2016 Equity and I n centive Compensation Plan Restricted Stock Unit Agreement for S e ction 16 Officers, filed herewith.
+Added: † 10.2 F orm of AGNC Investment Corp.
+Added: 2016 Equity and Incentive Comp en sation Pla n Performance -Based Restricted Stock Unit Agreement for Section 16 Officers , filed herewith.
31.1 Certification of CEO Pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
** This exhibit is being furnished rather than filed, and shall not be deemed incorporated by reference into any filing, in accordance with Item 601 of Regulation S-K
+Added: † Management contract or compensatory plan or arrangement
See the exhibits filed herewith.
5 unchanged sentences
Chief Executive Officer (Principal Executive Officer)
−Removed: November 7, 2022
/s/ B ERNICE E.
1 unchanged sentence
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)
−Removed: November 7, 2022
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.