36 unchanged sentences
*3.1 AGNC Investment Corp.
−Removed: Amended and Restated Certificate of Incorporation, as amended, filed herewith .
+Added: Amended and Restated Certificate of Incorporation, as amended, incorporated by reference from Exhibit 3.1 of Form 10-K for the year ended December 31, 2021 (File No.
+Added: 001-34057), filed February 23, 2022.
*3.2 AGNC Investment Corp.
8 unchanged sentences
*3.8 Certificate of Designations of 6.125% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, incorporated herein by reference to Exhibit 3.6 of Form 8-A (File No 001-34057), filed February 11, 2020.
+Added: *3.9 Certificate of Designations of 7.75% Series G Fixed-Rate Reset Cumulative Redeemable Preferred Stock, incorporated herein by reference to Exhibit 3.7 of Form 8-A (File No 001-34057), filed September 14, 2022.
*4.1 Instruments defining the rights of holders of securities:
−Removed: See Article IV of our Amended and Restated Certificate of Incorporation, as amended (included in Exhibit 3.1).
+Added: See Article IV of our Amended and Restated Certificate of Incorporation, as amended, incorporated herein by reference to Exhibit 3.1 of Form 10-K for the year ended December 31, 2021 (File No.
+Added: 001-34057), filed February 23, 2022.
*4.2 Instruments defining the rights of holders of securities:
−Removed: See Article VI of our Fourth Amended and Restated Bylaws, as amended (included in Exhibit 3.1).
+Added: See Article VI of our Fourth Amended and Restated Bylaws, as amended, incorporated herein by reference to Exhibit 3.1 of Form 8-K, filed March 11, 2021.
*4.3 Form of Certificate for Common Stock, incorporated herein by reference to Exhibit 4.3 of Form 10-Q for the quarter ended September 30, 2022 (File No.
7 unchanged sentences
*4.7 Specimen 6.125% Series F Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock Certificate, incorporated herein by reference to Exhibit 4.1 of Form 8-A (File No 001-34057), filed February 11, 2020.
+Added: *4.8 Specimen 7.75% Series G Fixed-Rate Reset Cumulative Redeemable Preferred Stock Certificate, incorporated herein by reference to Exhibit 4.1 of Form 8-A (File No 001-34057), filed September 14, 2022.
*4.9 Deposit Agreement relating to 7.00% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, dated August 22, 2017, among AGNC Investment Corp., Computershare Inc.
18 unchanged sentences
001-34057) filed February 11, 2020.
+Added: *4.17 Deposit Agreement relating to 7.75% Series G Fixed-Rate Reset Cumulative Redeemable Preferred Stock, dated September 14, 2022, among AGNC Investment Corp., Computershare Inc.
+Added: and Computershare Trust Company, N.A., jointly as depositary, incorporated herein by reference to Exhibit 4.2 of Form 8-K (File No.
+Added: 001-34057) filed September 14, 2022.
+Added: *4.18 Form of Depositary Receipt representing 1/1,000th of a share of 7.75% Series G Fixed-Rate Reset Cumulative Redeemable Preferred Stock (included as part of Exhibit 4.17), incorporated herein by reference to Exhibit A of Exhibit 4.2 of Form 8-K (File No.
+Added: 001-34057) filed September 14, 2022.
4.19 Description of the Registrant’s Securities, filed herewith.
5 unchanged sentences
001-34057), filed December 10, 2020.
+Added: † 10.4 First Amendment to Second Amended and Restated Employment Agreement dated January 31, 2023 between AGNC Mortgage Management, LLC and Peter Federico, filed herewith.
†* 10.5 Second Amended and Restated Employment Agreement, dated December 10, 2020, by and between AGNC Mortgage Management, LLC and Christopher Kuehl, incorporated herein by reference to Exhibit 10.3 of Form 8-K (File No.
001-34057), filed December 10, 2020.
+Added: 6 First Amendment to Second Amended and Restated Employment Agreement dated January 31, 2023 between AGNC Mortgage Management, LLC and Christopher Kuehl, filed herewith .
†* 10.7 Amended and Restated Employment Agreement, dated January 22, 2021, by and between AGNC Mortgage Management, LLC and Bernice Bell, incorporated herein by reference to Exhibit 10.1 of Form 8-K (File No.
2 unchanged sentences
001-34057), filed January 21, 2022.
+Added: †* 10.9 Second Amendment to Amended and Restated Employment Agreement dated January 31, 2023 between AGNC Mortgage Management, LLC and Bernice Bell, incorporated by reference to Exhibit 10.3 of Form 8-K (File No.
+Added: 001-34057), filed February 3, 2023.
†* 10.10 Amended and Restated Employment Agreement, dated January 22, 2021, by and between AGNC Mortgage Management, LLC and Aaron Pas, incorporated herein by reference to Exhibit 10.2 of Form 8-K (File No.
001-34057), filed January 22, 2021.
−Removed: † 10.8 First Amendment to Amended and Restated Employment Agreement dated January 21, 2022 between AGNC Mortgage Management, LLC and Aaron Pas, filed herewith.
+Added: †* 10.11 First Amendment to Amended and Restated Employment Agreement dated January 21, 2022 between AGNC Mortgage Management, LLC and Aaron Pas, incorporated herein by reference to Exhibit 10.8 of Form 10-K (File No, 001-34057), filed February 23, 2022.
†* 10.12 Amended and Restated Employment Agreement, dated January 22, 2021, by and between AGNC Mortgage Management, LLC and Kenneth Pollack, incorporated herein by reference to Exhibit 10.15 of Form 10-K (File No.
2 unchanged sentences
001-34057), filed January 21, 2022.
+Added: †*10.14 Second Amendment to Amended and Restated Employment Agreement dated January 31, 2023 between AGNC Mortgage Management, LLC and Kenneth Pollack, incorporated by reference to Exhibit 10.4 of Form 8-K (File No.
+Added: 001-34057), filed February 3, 2023.
† * 10.1 5 Amended and Restated AGNC Investment Corp.
−Removed: 2016 Equity and Incentive Compensation Plan, filed herewith.
+Added: 2016 Equity and Incentive Compensation Plan, incorporated herein by reference to Exhibit 10.11 of Form 10-K (File No, 001-34057), filed February 23, 2022 .
†* 10.16 Form of AGNC Investment Corp.
2 unchanged sentences
†* 10.17 Form of AGNC Investment Corp.
−Removed: 2016 Equity and Incentive Compensation Plan Performance-Based Restricted Stock Unit Agreement for Section 16 Officers with Employment Contracts, incorporated herein by reference to Exhibit 10.9 of Form 10-K (File No.
−Removed: 001-34057), filed February 27, 2017.
−Removed: †* 10.14 Form of AGNC Investment Corp.
−Removed: 2016 Equity and Incentive Compensation Plan Restricted Stock Unit Agreement for Section 16 Officers without Employment Contracts, incorporated herein by reference to Exhibit 10.10 of Form 10-K (File No.
−Removed: 001-34057), filed February 27, 2017.
−Removed: †* 10.15 Form of AGNC Investment Corp.
−Removed: 2016 Equity and Incentive Compensation Plan Performance-Based Restricted Stock Unit Agreement for Section 16 Officers without Employment Contracts, incorporated herein by reference to Exhibit 10.11 of Form 10-K (File No.
−Removed: 001-34057), filed February 27, 2017.
−Removed: †* 10.16 Form of AGNC Investment Corp.
2016 Equity and Incentive Compensation Plan Restricted Stock Unit Agreement for Non-Employee Directors, incorporated herein by reference to Exhibit 10.14 of Form 10-K (File No.
29 unchanged sentences
1) AGNC TRS, LLC, a Delaware limited liability company
−Removed: 2) Old Georgetown Insurance Co.
−Removed: LLC, a Missouri limited liability company
2) Bethesda Securities, LLC, a Delaware limited liability company
40 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.