What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2026-05-14 compared with 2025-11-14 · 49 added, 38 removed, 4 unchanged (96% of the section changed)

Other Information

Not applicable.

The following documents are

filed as a part of this report:

Exhibit Number

Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification of Co-Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification of Co-Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certifications of the Chief Executive Officer and Chief Financial Officers pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

2025 Incentive Compensation Plan (Incorporated by Reference in the Company’s Definitive Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934, filed by the Company with the SEC on February 24, 2025).

Inline XBRL Instance Document

Inline XBRL Taxonomy Extension Schema Document

Inline XBRL Taxonomy Extension Calculation Linkbase Document

Inline XBRL Taxonomy Extension Definition Linkbase Document

Inline XBRL Taxonomy Extension Label Linkbase Document

Inline XBRL Taxonomy Extension Presentation Linkbase Document

Cover Page Interactive Data File (embedded within the Inline XBRL document)

Filed herewith.

Furnished herewith.

Pursuant to the requirements of the Securities

Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

November 14, 2025

/s/ Chan Heng Fai

following documents are filed as a part of this report:

Sheet, between Alset Inc.

and HWH International Inc., dated as of February 5, 2026, incorporated by reference to Exhibit 10.1 of

the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 6, 2026.

Purchase Agreement, between Alset Inc.

and HWH International Inc., dated as of February 5, 2026, incorporated by reference to Exhibit

10.2 of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 6, 2026.

Note, between Alset Inc.

and HWH International Inc., dated as of February 5, 2026, incorporated by reference to Exhibit 10.3 of the

Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on February 6, 2026.

Purchase Agreement, between Alset International Limited and DSS, Inc., dated as of March 26, 2026, incorporated by reference to Exhibit

10.1 of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 30, 2026.

of Convertible Promissory Note, between Alset International Limited and DSS, Inc., incorporated by reference to Exhibit 10.2 of the

Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on March 30, 2026.

of Common Stock Purchase Warrant of DSS, Inc., incorporated by reference to Exhibit 10.3 of the Company’s Current Report on

Form 8-K filed with the Securities and Exchange Commission on March 30, 2026.

Termination Agreement, between Alset Inc.

and HWH International Inc., dated as of May 6, 2026, incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on May 7, 2026.

Certification

of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification

of Co-Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification

of Co-Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification

of Co-Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certifications

of the Chief Executive Officer and Chief Financial Officers pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Incentive Compensation Plan (Incorporated by Reference in the Company’s Definitive Information Statement Pursuant to Section

14(c) of the Securities Exchange Act of 1934, filed by the Company with the SEC on February 24, 2025).

XBRL Instance Document

XBRL Taxonomy Extension Schema Document

XBRL Taxonomy Extension Calculation Linkbase Document

XBRL Taxonomy Extension Definition Linkbase Document

XBRL Taxonomy Extension Label Linkbase Document

XBRL Taxonomy Extension Presentation Linkbase Document

Page Interactive Data File (embedded within the Inline XBRL document)

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned, thereunto duly authorized.

Chan Heng Fai

Chairman of the Board and

Chief Executive Officer

(Principal Executive Officer)

November 14, 2025

/s/ Chan Tung Moe

of the Board and

Executive Officer

Executive Officer)

Chan Tung Moe

Co-Chief Executive Officer

(Principal Executive Officer)

November 14, 2025

/s/ Rongguo Wei

Co-Chief Financial Officer

(Principal Financial and Accounting Officer)

November 14, 2025

/s/ Lui Wai Leung Alan

Executive Officer

Executive Officer)

Financial Officer

Financial and Accounting Officer)

Lui Wai Leung Alan

Co-Chief Financial Officer

(Principal Financial and Accounting Officer)

Wai Leung Alan

Financial Officer

Financial and Accounting Officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information